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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 122 Institutional holders with a total value of $238,601,690.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 7,777,844 35,311,000 14.80%
2 BlackRock Fund Advisors 6,068,829 27,552,000 11.55%
3 BlackRock Institutional Trust Company, N.A. 4,079,395 18,520,000 7.76%
4 REAL ESTATE MANAGEMENT SERVICES LLC 3,907,884 17,742,000 7.44%
5 NORTHERN TRUST CORP 3,146,963 14,287,000 5.99%
6 STATE STREET CORP 2,745,287 12,466,000 5.22%
7 Global X Management CO LLC 2,150,641 9,764,000 4.09%
8 UBS Group AG 1,890,248 8,582,000 3.60%
9 Senvest Management, LLC 1,798,589 8,166,000 3.42%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,712,815 7,776,000 3.26%
11 Raging Capital Management, LLC 1,175,000 5,335,000 2.24%
12 RENAISSANCE TECHNOLOGIES LLC 1,076,400 4,887,000 2.05%
13 BEACH INVESTMENT COUNSEL INC/PA 962,371 4,369,000 1.83%
14 GEODE CAPITAL MANAGEMENT, LLC 866,939 3,935,000 1.65%
15 DEUTSCHE BANK AG\ 825,077 3,742,000 1.57%
16 PRUDENTIAL FINANCIAL INC 628,154 2,852,000 1.20%
17 Bank of New York Mellon Corp 600,674 2,727,000 1.14%
18 DIALECTIC CAPITAL MANAGEMENT, LP 577,000 2,620,000 1.10%
19 ROYAL BANK OF CANADA 563,655 2,559,000 1.07%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 533,154 2,421,000 1.01%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 488,300 2,349,000 0.98%
22 MORGAN STANLEY 456,440 2,073,000 0.87%
23 BlackRock Investment Management, LLC 421,656 1,914,000 0.80%
24 GUGGENHEIM CAPITAL LLC 400,738 1,819,000 0.76%
25 LPL Financial LLC 401,987 1,805,000 0.76%
26 VAN ECK ASSOCIATES CORP 365,508 1,659,000 0.70%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 363,730 1,652,000 0.69%
28 NORGES BANK 347,222 1,576,000 0.66%
29 PARAMETRIC PORTFOLIO ASSOCIATES LLC 328,416 1,491,000 0.62%
30 DALTON GREINER HARTMAN MAHER & CO 280,393 1,273,000 0.53%
31 Invesco Ltd. 244,745 1,111,000 0.47%
32 EnTrustPermal Management LLC 238,378 1,083,000 0.45%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 235,846 1,071,000 0.45%
34 Creative Planning 231,548 1,051,000 0.44%
35 CREDIT SUISSE AG/ 208,936 949,000 0.40%
36 Beach Investment Management, LLC. 198,581 902,000 0.38%
37 ALLIANCEBERNSTEIN L.P. 185,105 840,000 0.35%
38 RHUMBLINE ADVISERS 184,591 838,000 0.35%
39 TEACHERS ADVISORS, LLC 177,113 804,000 0.34%
40 MILLENNIUM MANAGEMENT LLC 164,554 747,000 0.31%
41 ACADIAN ASSET MANAGEMENT LLC 164,516 747,000 0.31%
42 WELLINGTON MANAGEMENT GROUP LLP 154,221 700,000 0.29%
43 MILLER VALUE PARTNERS, LLC 150,600 684,000 0.29%
44 IndexIQ Advisors LLC 149,024 677,000 0.28%
45 Swiss National Bank 148,300 673,000 0.28%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 137,172 623,000 0.26%
47 Sterling Capital Management LLC 122,794 557,000 0.23%
48 BLACKTHORN INVESTMENT GROUP LLC 120,900 549,000 0.23%
49 VOYA INVESTMENT MANAGEMENT LLC 103,226 469,000 0.20%
50 METROPOLITAN LIFE INSURANCE CO/NY 101,230 460,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.