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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 126 Institutional holders with a total value of $191,139,656.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 8,169,296 31,616,000 16.54%
2 BlackRock Fund Advisors 6,028,836 23,332,000 12.21%
3 BlackRock Institutional Trust Company, N.A. 3,881,080 15,020,000 7.86%
4 NORTHERN TRUST CORP 3,076,499 11,906,000 6.23%
5 STATE STREET CORP 2,734,242 10,582,000 5.54%
6 UBS Group AG 2,518,075 9,745,000 5.10%
7 Global X Management CO LLC 2,221,662 8,598,000 4.50%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,817,622 7,035,000 3.68%
9 REAL ESTATE MANAGEMENT SERVICES LLC 1,406,744 5,444,000 2.85%
10 RENAISSANCE TECHNOLOGIES LLC 1,299,500 5,029,000 2.63%
11 BEACH INVESTMENT COUNSEL INC/PA 962,371 3,724,000 1.95%
12 GEODE CAPITAL MANAGEMENT, LLC 877,007 3,394,000 1.78%
13 Senvest Management, LLC 789,911 3,057,000 1.60%
14 ROYAL BANK OF CANADA 653,395 2,528,000 1.32%
15 Bank of New York Mellon Corp 650,058 2,516,000 1.32%
16 BlackRock Investment Management, LLC 546,493 2,115,000 1.11%
17 Orinda Asset Management LLC 538,111 2,082,000 1.09%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 532,200 2,060,000 1.08%
19 DEUTSCHE BANK AG\ 508,334 1,964,000 1.03%
20 VAN ECK ASSOCIATES CORP 497,439 1,925,000 1.01%
21 PARAMETRIC PORTFOLIO ASSOCIATES LLC 455,472 1,763,000 0.92%
22 TIAA CREF INVESTMENT MANAGEMENT LLC 452,888 1,753,000 0.92%
23 DALTON GREINER HARTMAN MAHER & CO 416,944 1,614,000 0.84%
24 GUGGENHEIM CAPITAL LLC 407,118 1,574,000 0.82%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 375,620 1,454,000 0.76%
26 NORGES BANK 347,222 1,344,000 0.70%
27 LPL Financial LLC 341,428 1,332,000 0.70%
28 MORGAN STANLEY 340,425 1,318,000 0.69%
29 PRUDENTIAL FINANCIAL INC 319,554 1,237,000 0.65%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 304,660 1,179,000 0.62%
31 TWO SIGMA INVESTMENTS, LP 301,245 1,166,000 0.61%
32 Invesco Ltd. 262,158 1,015,000 0.53%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 245,044 948,000 0.50%
34 CREDIT SUISSE AG/ 237,256 919,000 0.48%
35 Creative Planning 233,148 902,000 0.47%
36 Beach Investment Management, LLC. 198,581 769,000 0.40%
37 TEACHERS ADVISORS, LLC 189,626 734,000 0.38%
38 ALLIANCEBERNSTEIN L.P. 177,205 686,000 0.36%
39 RHUMBLINE ADVISERS 174,096 674,000 0.35%
40 WELLINGTON MANAGEMENT GROUP LLP 154,221 596,000 0.31%
41 Swiss National Bank 152,800 591,000 0.31%
42 NEW YORK STATE COMMON RETIREMENT FUND 147,250 570,000 0.30%
43 IndexIQ Advisors LLC 142,760 552,000 0.29%
44 EnTrustPermal Management LLC 137,678 533,000 0.28%
45 GOLDMAN SACHS GROUP INC 125,608 487,000 0.25%
46 SHIKIAR ASSET MANAGEMENT INC 125,800 487,000 0.25%
47 MENTA CAPITAL LLC 121,665 471,000 0.25%
48 Sterling Capital Management LLC 120,959 468,000 0.24%
49 Virtu KCG Holdings LLC 116,983 453,000 0.24%
50 MILLENNIUM MANAGEMENT LLC 112,111 434,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.