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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 137 Institutional holders with a total value of $311,104,155.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ROYAL BANK OF CANADA 168,851 951,000 0.31%
52 Invesco Ltd. 160,535 904,000 0.29%
53 RHUMBLINE ADVISERS 159,046 895,000 0.29%
54 Phoenix Investment Adviser LLC 155,000 873,000 0.28%
55 MUNDER CAPITAL MANAGEMENT 151,735 854,000 0.27%
56 MILLER VALUE PARTNERS, LLC 150,600 848,000 0.27%
57 BlackRock Group LTD 145,136 817,000 0.26%
58 Swiss National Bank 144,900 816,000 0.26%
59 RUSSELL FRANK CO/ 144,879 798,000 0.26%
60 SYMPHONY ASSET MANAGEMENT LLC 138,298 779,000 0.25%
61 BANK OF AMERICA CORP /DE/ 134,819 759,000 0.24%
62 Princeton Alpha Management LP 131,827 742,000 0.24%
63 SECOR Capital Advisors, LP 130,592 735,000 0.24%
64 PANAGORA ASSET MANAGEMENT INC 126,986 715,000 0.23%
65 CITADEL ADVISORS LLC 119,844 674,000 0.22%
66 VOYA INVESTMENT MANAGEMENT LLC 103,226 581,000 0.19%
67 MENTA CAPITAL LLC 102,000 574,000 0.18%
68 Nationwide Fund Advisors 101,009 569,000 0.18%
69 Yorktown Management & Research Co Inc 100,000 563,000 0.18%
70 IndexIQ Advisors LLC 97,832 551,000 0.18%
71 VERTEX ONE ASSET MANAGEMENT INC. 95,000 535,000 0.17%
72 JPMORGAN CHASE & CO 93,566 527,000 0.17%
73 WELLINGTON MANAGEMENT GROUP LLP 93,519 526,000 0.17%
74 METROPOLITAN LIFE INSURANCE CO/NY 84,661 477,000 0.15%
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,041 456,000 0.15%
76 MANUFACTURERS LIFE INSURANCE COMPANY, THE 80,207 451,000 0.14%
77 BLACKROCK ADVISORS LLC 79,079 445,000 0.14%
78 First Allied Advisory Services, Inc. 76,905 432,000 0.14%
79 PRELUDE CAPITAL MANAGEMENT, LLC 65,900 371,000 0.12%
80 ProShare Advisors LLC 62,198 350,000 0.11%
81 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 54,211 305,000 0.10%
82 GSA CAPITAL PARTNERS LLP 52,499 296,000 0.10%
83 WELLS FARGO & COMPANY/MN 46,777 264,000 0.08%
84 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 44,596 251,000 0.08%
85 PRICE T ROWE ASSOCIATES INC /MD/ 41,300 233,000 0.07%
86 AQR CAPITAL MANAGEMENT LLC 40,977 231,000 0.07%
87 DENVER INVESTMENT ADVISORS LLC 38,209 215,000 0.07%
88 LOS ANGELES CAPITAL MANAGEMENT LLC 35,950 202,000 0.06%
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,800 202,000 0.06% Put
90 BARINGS LLC 35,000 197,000 0.06%
91 Aperio Group, LLC 34,041 192,000 0.06%
92 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 32,064 181,000 0.06%
93 Commonwealth Equity Services, Inc 31,233 176,000 0.06%
94 PRINCIPAL FINANCIAL GROUP INC 30,136 170,000 0.05%
95 Dynamic Technology Lab Private Ltd 29,825 168,000 0.05%
96 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 29,712 167,000 0.05%
97 CITIGROUP INC 27,189 153,000 0.05%
98 Virtu KCG Holdings LLC 25,625 144,000 0.05%
99 Horrell Capital Management, Inc. 25,000 141,000 0.05%
100 BARCLAYS PLC 27,513 137,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.