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RESOURCE CAP CORP
RESOURCE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 126 Institutional holders with a total value of $191,139,656.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 50 282 0.00%
2 Sunbelt Securities, Inc. 200 774 0.00%
3 MSI Financial Services Inc 250 1,000 0.00%
4 B. Riley Wealth Management, Inc. 600 2,000 0.00%
5 Daiwa Securities Group Inc. 2,500 2,000 0.00%
6 Tower Research Capital LLC (TRC) 900 3,000 0.00%
7 TRUST CO OF VERMONT 1,000 4,000 0.00%
8 EARNEST PARTNERS LLC 1,600 6,000 0.00%
9 Zurcher Kantonalbank (Zurich Cantonalbank) 2,703 10,000 0.01%
10 BARCLAYS PLC 4,205 13,000 0.01%
11 GROUP ONE TRADING LLC 3,280 13,000 0.01%
12 SUMMIT SECURITIES GROUP LLC 3,600 14,000 0.01%
13 BlackRock Finance, Inc. 3,725 14,000 0.01%
14 CANADA LIFE ASSURANCE Co 4,500 17,000 0.01%
15 TEACHER RETIREMENT SYSTEM OF TEXAS 5,142 20,000 0.01%
16 Nuveen Asset Management, LLC 10,021 39,000 0.02%
17 HBK INVESTMENTS L P 10,100 39,000 0.02%
18 HSBC HOLDINGS PLC 10,361 40,000 0.02%
19 Allianz Asset Management GmbH 10,540 41,000 0.02%
20 Ameritas Investment Partners, Inc. 11,065 43,000 0.02%
21 Calvert Investment Management, Inc. 11,065 43,000 0.02%
22 BNP PARIBAS FINANCIAL MARKETS 11,162 43,197 0.02%
23 D. E. Shaw & Co., Inc. 11,314 44,000 0.02%
24 AMERIPRISE FINANCIAL INC 11,510 46,000 0.02%
25 JANE STREET GROUP, LLC 12,993 50,000 0.03%
26 Janney Montgomery Scott LLC 13,808 53,437 0.03%
27 AMALGAMATED BANK 13,845 54,000 0.03%
28 UNITED SERVICES AUTOMOBILE ASSOCIATION 15,100 58,000 0.03%
29 PNC FINANCIAL SERVICES GROUP, INC. 16,518 64,000 0.03%
30 ProShare Advisors LLC 16,931 66,000 0.03%
31 Cambridge Investment Research Advisors, Inc. 17,600 68,000 0.04%
32 TUDOR INVESTMENT CORP ET AL 17,627 68,000 0.04%
33 Bulldog Investors, LLP 20,000 77,000 0.04%
34 PRINCIPAL FINANCIAL GROUP INC 20,504 79,000 0.04%
35 SG Americas Securities, LLC 20,328 79,000 0.04%
36 First Allied Advisory Services, Inc. 20,845 82,000 0.04%
37 Moors & Cabot, Inc. 21,678 86,000 0.04%
38 HighTower Advisors, LLC 18,691 91,000 0.05%
39 Legal & General Group Plc 23,646 93,000 0.05%
40 Cetera Advisor Networks LLC 20,200 95,000 0.05%
41 Horrell Capital Management, Inc. 25,000 97,000 0.05%
42 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 25,317 97,977 0.05%
43 Passport Capital, LLC 25,641 99,000 0.05%
44 Parkwood LLC 27,868 108,000 0.06%
45 CITADEL ADVISORS LLC 28,829 112,000 0.06%
46 Aperio Group, LLC 31,461 122,000 0.06%
47 Nine Chapters Capital Management LLC 31,400 122,000 0.06%
48 LOS ANGELES CAPITAL MANAGEMENT LLC 31,810 123,000 0.06%
49 Cubist Systematic Strategies, LLC 32,503 126,000 0.07%
50 BARINGS LLC 35,000 135,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.