| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Broadfin Capital, LLC | 6,126,482 | 3,002,000 | 79.36% | ||
| 2 | VANGUARD GROUP INC | 546,308 | 268,000 | 7.09% | ||
| 3 | RENAISSANCE TECHNOLOGIES LLC | 507,000 | 248,000 | 6.56% | ||
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 266,380 | 130,000 | 3.44% | ||
| 5 | Virtu KCG Holdings LLC | 99,203 | 49,000 | 1.30% | ||
| 6 | CREDIT SUISSE AG/ | 76,261 | 37,000 | 0.98% | ||
| 7 | Bison Wealth, LLC | 25,710 | 13,000 | 0.34% | ||
| 8 | GOLDMAN SACHS GROUP INC | 26,502 | 13,000 | 0.34% | ||
| 9 | People's United Financial, Inc. | 13,838 | 7,000 | 0.19% | ||
| 10 | NORTHERN TRUST CORP | 12,782 | 6,000 | 0.16% | ||
| 11 | JANE STREET GROUP, LLC | 10,493 | 5,000 | 0.13% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 6,000 | 3,000 | 0.08% | ||
| 13 | MORGAN STANLEY | 1,212 | 1,000 | 0.03% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 1,136 | 557 | 0.01% | ||
| 15 | SIMPLEX TRADING, LLC | 700 | 0 | 0.00% | ||
| 16 | Pine River Capital Management L.P. | 145,000 | 0 | 0.00% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 902 | 0 | 0.00% | ||
| 18 | CITIGROUP INC | 7 | 0 | 0.00% | ||
| 19 | Brookstone Capital Management | 9 | 0 | 0.00% | ||
| 20 | WELLS FARGO & COMPANY/MN | 1,005 | 0 | 0.00% | ||
| 21 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 66 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
