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RXI PHARMACEUTICALS CORP NEW
RXI PHARMACEUTICALS CORP NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 24 Institutional holders with a total value of $2,976,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 1,126,482 1,802,000 60.55%
2 VANGUARD GROUP INC 211,635 339,000 11.39%
3 TOCQUEVILLE ASSET MANAGEMENT L.P. 125,000 200,000 6.72%
4 GEODE CAPITAL MANAGEMENT, LLC 83,565 133,000 4.47%
5 CREDIT SUISSE AG/ 80,361 129,000 4.33%
6 Virtu KCG Holdings LLC 41,874 67,000 2.25%
7 MORGAN STANLEY 36,202 58,000 1.95%
8 Spark Investment Management LLC 36,100 57,000 1.92%
9 Bison Wealth, LLC 30,140 48,000 1.61%
10 GOLDMAN SACHS GROUP INC 25,903 41,000 1.38%
11 NORTHERN TRUST CORP 15,560 25,000 0.84%
12 BANK OF AMERICA CORP /DE/ 14,000 22,000 0.74%
13 CITADEL ADVISORS LLC 11,695 19,000 0.64%
14 A.R.T. Advisors, LLC 11,705 18,000 0.60%
15 DEUTSCHE BANK AG\ 5,200 8,000 0.27%
16 Tower Research Capital LLC (TRC) 3,246 5,000 0.17%
17 BlackRock Investment Management, LLC 2,701 4,000 0.13%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 902 1,000 0.03%
19 Pine River Capital Management L.P. 145,000 0 0.00%
20 Creative Planning 76 0 0.00%
21 CITIGROUP INC 7 0 0.00%
22 DIMENSIONAL FUND ADVISORS LP 61 0 0.00%
23 WELLS FARGO & COMPANY/MN 5 0 0.00%
24 ADVANTAGE INVESTMENT MANAGEMENT, LLC 66 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.