| 1 |
TANG CAPITAL MANAGEMENT LLC |
1,572,699 |
1,132,000 |
45.20% |
|
|
| 2 |
Broadfin Capital, LLC |
1,126,482 |
811,000 |
32.38% |
|
|
| 3 |
VANGUARD GROUP INC |
314,187 |
226,000 |
9.02% |
|
|
| 4 |
TOCQUEVILLE ASSET MANAGEMENT L.P. |
125,000 |
90,000 |
3.59% |
|
|
| 5 |
GEODE CAPITAL MANAGEMENT, LLC |
83,565 |
60,000 |
2.40% |
|
|
| 6 |
CREDIT SUISSE AG/ |
76,261 |
55,000 |
2.20% |
|
|
| 7 |
NOMURA HOLDINGS INC |
41,900 |
30,000 |
1.20% |
|
|
| 8 |
Bison Wealth, LLC |
34,310 |
25,000 |
1.00% |
|
|
| 9 |
GOLDMAN SACHS GROUP INC |
25,881 |
19,000 |
0.76% |
|
|
| 10 |
RENAISSANCE TECHNOLOGIES LLC |
21,200 |
15,000 |
0.60% |
|
|
| 11 |
Virtu KCG Holdings LLC |
20,576 |
15,000 |
0.60% |
|
|
| 12 |
NORTHERN TRUST CORP |
15,535 |
11,000 |
0.44% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
14,000 |
10,000 |
0.40% |
|
|
| 14 |
BlackRock Investment Management, LLC |
2,701 |
2,000 |
0.08% |
|
|
| 15 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,998 |
1,439 |
0.06% |
|
|
| 16 |
MORGAN STANLEY |
1,186 |
1,000 |
0.04% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
902 |
1,000 |
0.04% |
|
|
| 18 |
Creative Planning |
76 |
0 |
0.00% |
|
|
| 19 |
CITIGROUP INC |
71 |
0 |
0.00% |
|
|
| 20 |
UBS Group AG |
87 |
0 |
0.00% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
5 |
0 |
0.00% |
|
|
| 22 |
Pine River Capital Management L.P. |
145,000 |
0 |
0.00% |
|
|
| 23 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
66 |
0 |
0.00% |
|
|
| 24 |
SIMPLEX TRADING, LLC |
200 |
0 |
0.00% |
|
|
