| 1 |
Broadfin Capital, LLC |
1,126,482 |
3,402,000 |
68.38% |
|
|
| 2 |
SPHERA FUNDS MANAGEMENT LTD. |
175,815 |
531,000 |
10.67% |
|
|
| 3 |
CREDIT SUISSE AG/ |
88,262 |
267,000 |
5.37% |
|
|
| 4 |
JANE STREET GROUP, LLC |
62,219 |
188,000 |
3.78% |
|
|
| 5 |
VANGUARD GROUP INC |
61,681 |
186,000 |
3.74% |
|
|
| 6 |
Virtu KCG Holdings LLC |
55,599 |
167,000 |
3.36% |
|
|
| 7 |
GEODE CAPITAL MANAGEMENT, LLC |
25,171 |
76,000 |
1.53% |
|
|
| 8 |
NORTHERN TRUST CORP |
15,560 |
47,000 |
0.94% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
14,000 |
42,000 |
0.84% |
|
|
| 10 |
Spark Investment Management LLC |
11,200 |
33,000 |
0.66% |
|
|
| 11 |
THOMPSON DAVIS & CO., INC. |
0 |
9,000 |
0.18% |
|
|
| 12 |
BARCLAYS PLC |
2,500 |
8,000 |
0.16% |
|
|
| 13 |
BlackRock Investment Management, LLC |
1,924 |
6,000 |
0.12% |
|
|
| 14 |
Tower Research Capital LLC (TRC) |
1,668 |
5,000 |
0.10% |
|
|
| 15 |
MORGAN STANLEY |
1,166 |
4,000 |
0.08% |
|
|
| 16 |
GROUP ONE TRADING LLC |
600 |
2,000 |
0.04% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
376 |
1,000 |
0.02% |
|
|
| 18 |
Ground Swell Capital, LLC |
302 |
1,000 |
0.02% |
|
|
| 19 |
AMERICAN INTERNATIONAL GROUP, INC. |
11 |
33 |
0.00% |
|
|
| 20 |
DIMENSIONAL FUND ADVISORS LP |
61 |
0 |
0.00% |
|
|
| 21 |
Pine River Capital Management L.P. |
145,000 |
0 |
0.00% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
5 |
0 |
0.00% |
|
|
| 23 |
CITIGROUP INC |
7 |
0 |
0.00% |
|
|
| 24 |
AMERIPRISE FINANCIAL INC |
12 |
0 |
0.00% |
|
|
