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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 117 Institutional holders with a total value of $723,561,800.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CRIBSTONE CAPITAL MANAGEMENT, LLC 29 2,000 0.00%
3 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 37 3,000 0.00%
4 INR ADVISORY SERVICES LLC 43 4,000 0.00%
5 Vantage Investment Advisors, LLC 58 5,000 0.00%
6 Chevy Chase Trust Holdings, LLC 105 8,000 0.00%
7 PITTENGER & ANDERSON INC 138 12,000 0.00%
8 JNBA Financial Advisors 150 13,000 0.00%
9 SIGNATUREFD, LLC 150 13,000 0.00%
10 Carroll Financial Associates, Inc. 195 16,000 0.00%
11 MUFG Americas Holdings Corp 200 17,000 0.00%
12 NEXT Financial Group, Inc 230 19,000 0.00%
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 261 22,000 0.00%
14 BALDWIN WEALTH PARTNERS LLC/MA 305 26,000 0.00%
15 BlackRock Finance, Inc. 494 42,000 0.01%
16 MOSAIC FAMILY WEALTH, LLC 769 65,000 0.01%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 908 76,000 0.01%
18 PNC FINANCIAL SERVICES GROUP, INC. 1,500 126,000 0.02%
19 Argentus Capital Management, LLC 1,801 152,000 0.02%
20 KRILOGY FINANCIAL LLC 2,023 170,000 0.02%
21 Stanford Investment Group, Inc. 2,263 191,000 0.03%
22 MYCIO WEALTH PARTNERS, LLC 2,368 199,000 0.03%
23 KING LUTHER CAPITAL MANAGEMENT CORP 2,514 212,000 0.03%
24 BROWN ADVISORY INC 2,716 229,000 0.03%
25 1st Global Advisors, Inc. 2,793 235,000 0.03%
26 CETERA INVESTMENT ADVISERS 2,888 242,000 0.03%
27 Livingston Group Asset Management CO (operating as Southport Capital Management) 2,922 246,000 0.03%
28 STEPHENS INC /AR/ 3,073 259,000 0.04%
29 Essex Financial Services, Inc. 3,157 266,000 0.04%
30 CREDIT SUISSE AG/ 3,184 268,000 0.04%
31 People's United Financial, Inc. 3,192 269,000 0.04%
32 BARCLAYS PLC 3,250 274,000 0.04%
33 Moors & Cabot, Inc. 3,294 278,000 0.04%
34 Tower Research Capital LLC (TRC) 3,384 285,000 0.04%
35 B. Riley Wealth Advisors, Inc. 3,534 298,000 0.04%
36 First Allied Advisory Services, Inc. 3,623 305,000 0.04%
37 MILLENNIUM MANAGEMENT LLC 3,681 310,000 0.04%
38 Chicago Partners Investment Group LLC 3,735 315,000 0.04%
39 Commonwealth Financial Services, LLC 3,911 329,000 0.05%
40 Creative Planning 3,995 337,000 0.05%
41 INTEGRATED WEALTH MANAGEMENT 4,069 343,000 0.05%
42 Citizens Business Bank 4,105 346,000 0.05%
43 Virtu KCG Holdings LLC 4,817 406,000 0.06%
44 WEALTHPLAN PARTNERS, LLC 5,000 417,800 0.06%
45 M Holdings Securities, Inc. 5,014 422,000 0.06%
46 Janney Montgomery Scott LLC 5,231 441,000 0.06%
47 Kistler-Tiffany Companies, LLC 5,308 447,000 0.06%
48 Concert Wealth Management Inc. 5,442 461,000 0.06%
49 GREENLEAF TRUST 5,761 485,000 0.07%
50 UMB Bank, n.a. 5,954 502,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.