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GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF
GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 31 Institutional holders with a total value of $30,593,451.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF STOCKTON 165,112 9,035,000 29.53%
2 MORGAN STANLEY 75,833 4,149,000 13.56%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,653 2,991,000 9.78%
4 WELLS FARGO & COMPANY/MN 48,908 2,676,000 8.75%
5 BANK OF AMERICA CORP /DE/ 39,988 2,188,000 7.15%
6 CREDIT SUISSE AG/ 36,166 1,979,000 6.47%
7 ROYAL BANK OF CANADA 31,598 1,729,000 5.65%
8 JANE STREET GROUP, LLC 23,983 1,312,000 4.29%
9 UBS Group AG 13,859 758,000 2.48%
10 LPL Financial LLC 12,429 678,000 2.22%
11 Commonwealth Equity Services, Inc 10,525 576,000 1.88%
12 First Allied Advisory Services, Inc. 7,577 413,000 1.35%
13 Transamerica Financial Advisors, LLC 7,072 387,000 1.26%
14 Sigma Planning Corp 6,120 335,000 1.10%
15 Karp Capital Management Corp 4,680 256,000 0.84%
16 Cambridge Investment Research Advisors, Inc. 4,604 252,000 0.82%
17 IMS Capital Management 3,836 210,000 0.69%
18 Acropolis Investment Management, LLC 3,430 188,000 0.61%
19 MSI Financial Services Inc 1,929 106,000 0.35%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,904 104,000 0.34%
21 Genesis Wealth Advisors, LLC 1,473 80,396 0.26%
22 MANAGED ACCOUNT ADVISORS LLC 886 48,000 0.16%
23 JNBA Financial Advisors 700 38,000 0.12%
24 Avior Wealth Management, LLC 552 30,000 0.10%
25 CITIGROUP INC 357 20,000 0.07%
26 AllSquare Wealth Management LLC 350 19,000 0.06%
27 Creative Planning 250 14,000 0.05%
28 INTEGRATED WEALTH MANAGEMENT 201 11,000 0.04%
29 OLD SECOND NATIONAL BANK OF AURORA 200 11,000 0.04%
30 AMERICAN INTERNATIONAL GROUP, INC. 1 55 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.