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GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF
GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $24,321,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF STOCKTON 142,274 6,800,000 27.96%
2 MORGAN STANLEY 79,978 3,823,000 15.72%
3 CREDIT SUISSE AG/ 50,849 2,431,000 10.00%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,072 2,202,000 9.05%
5 JANE STREET GROUP, LLC 38,683 1,849,000 7.60%
6 CITADEL ADVISORS LLC 37,193 1,778,000 7.31%
7 GOLDMAN SACHS GROUP INC 32,557 1,556,000 6.40%
8 BANK OF AMERICA CORP /DE/ 14,900 711,000 2.92%
9 UBS Group AG 14,158 677,000 2.78%
10 WELLS FARGO & COMPANY/MN 9,178 439,000 1.81%
11 LPL Financial LLC 8,693 434,000 1.78%
12 Commonwealth Equity Services, Inc 7,365 352,000 1.45%
13 Virtu KCG Holdings LLC 5,031 240,000 0.99%
14 Cambridge Investment Research Advisors, Inc. 4,929 236,000 0.97%
15 Karp Capital Management Corp 4,680 224,000 0.92%
16 Creative Planning 4,300 206,000 0.85%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,682 128,000 0.53%
18 ROYAL BANK OF CANADA 2,594 124,000 0.51%
19 JNBA Financial Advisors 700 33,000 0.14%
20 Avior Wealth Management, LLC 552 26,000 0.11%
21 MSI Financial Services Inc 527 25,000 0.10%
22 AllSquare Wealth Management LLC 350 17,000 0.07%
23 INTEGRATED WEALTH MANAGEMENT 203 10,000 0.04%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.