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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $80,551,946.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SFMG, LLC 534,329 32,979,000 40.94%
2 Arrow Investment Advisors, LLC 217,808 13,443,000 16.69%
3 BANK OF STOCKTON 127,418 7,864,000 9.76%
4 MORGAN STANLEY 84,817 5,235,000 6.50%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,257 4,151,000 5.15%
6 Camarda Financial Advisors, LLC 44,349 2,737,000 3.40%
7 BANK OF AMERICA CORP /DE/ 37,485 2,313,000 2.87%
8 GOLDMAN SACHS GROUP INC 37,442 2,311,000 2.87%
9 Cambridge Investment Research Advisors, Inc. 23,012 1,420,000 1.76%
10 CITADEL ADVISORS LLC 19,123 1,180,000 1.46%
11 UBS Group AG 17,417 1,075,000 1.33%
12 First Allied Advisory Services, Inc. 15,896 981,000 1.22%
13 MARINER INDEPENDENT ADVISOR NETWORK, LLC 14,820 915,000 1.14%
14 ROYAL BANK OF CANADA 13,721 846,000 1.05%
15 Commonwealth Equity Services, Inc 12,555 775,000 0.96%
16 Raymond James Financial Services Advisors, Inc. 11,423 705,000 0.88%
17 WELLS FARGO & COMPANY/MN 7,574 467,000 0.58%
18 LPL Financial LLC 5,965 371,000 0.46%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,643 163,000 0.20%
20 Creative Planning 1,950 120,000 0.15%
21 Stanford Investment Group, Inc. 1,815 112,000 0.14%
22 JPMORGAN CHASE & CO 1,598 99,000 0.12%
23 MSI Financial Services Inc 936 58,000 0.07%
24 NEXT Financial Group, Inc 734 45,000 0.06%
25 JNBA Financial Advisors 700 43,000 0.05%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 605 37,000 0.05%
27 Avior Wealth Management, LLC 552 34,000 0.04%
28 Sunbelt Securities, Inc. 550 33,946 0.04%
29 AllSquare Wealth Management LLC 350 22,000 0.03%
30 Burt Wealth Advisors 95 6,000 0.01%
31 ASSETMARK, INC 80 5,000 0.01%
32 INR ADVISORY SERVICES LLC 69 4,000 0.00%
33 OGOREK ANTHONY JOSEPH /NY/ /ADV 40 2,000 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.