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GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF
GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 25 Institutional holders with a total value of $45,565,182.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SFMG, LLC 516,632 26,472,000 58.10%
2 BANK OF STOCKTON 128,023 6,560,000 14.40%
3 MORGAN STANLEY 76,363 3,912,000 8.59%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,394 2,224,000 4.88%
5 GOLDMAN SACHS GROUP INC 35,745 1,832,000 4.02%
6 Cambridge Investment Research Advisors, Inc. 20,247 1,037,000 2.28%
7 ROYAL BANK OF CANADA 11,685 598,000 1.31%
8 Camarda Financial Advisors, LLC 11,334 581,000 1.28%
9 UBS Group AG 11,136 571,000 1.25%
10 Commonwealth Equity Services, Inc 8,085 414,000 0.91%
11 BANK OF AMERICA CORP /DE/ 6,524 334,000 0.73%
12 LPL Financial LLC 5,594 286,000 0.63%
13 WELLS FARGO & COMPANY/MN 5,022 257,000 0.56%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,023 103,000 0.23%
15 JPMORGAN CHASE & CO 1,866 96,000 0.21%
16 Stanford Investment Group, Inc. 1,815 93,000 0.20%
17 MSI Financial Services Inc 1,296 66,000 0.14%
18 JNBA Financial Advisors 700 36,000 0.08%
19 Sunbelt Securities, Inc. 550 28,182 0.06%
20 Avior Wealth Management, LLC 552 28,000 0.06%
21 AllSquare Wealth Management LLC 350 18,000 0.04%
22 Creative Planning 250 13,000 0.03%
23 INR ADVISORY SERVICES LLC 69 4,000 0.01% SH
24 OGOREK ANTHONY JOSEPH /NY/ /ADV 40 2,000 0.00%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.