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GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF
GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $57,075,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SFMG, LLC 540,627 29,999,000 52.56%
2 BANK OF STOCKTON 128,168 7,112,000 12.46%
3 MORGAN STANLEY 81,257 4,509,000 7.90%
4 Camarda Financial Advisors, LLC 64,031 3,553,000 6.23%
5 BANK OF AMERICA CORP /DE/ 47,903 2,659,000 4.66%
6 GOLDMAN SACHS GROUP INC 35,514 1,971,000 3.45%
7 JANE STREET GROUP, LLC 33,468 1,857,000 3.25%
8 Cambridge Investment Research Advisors, Inc. 21,233 1,178,000 2.06%
9 MARINER INDEPENDENT ADVISOR NETWORK, LLC 14,820 822,000 1.44%
10 Commonwealth Equity Services, Inc 12,137 674,000 1.18%
11 ROYAL BANK OF CANADA 11,143 618,000 1.08%
12 UBS Group AG 10,978 609,000 1.07%
13 WELLS FARGO & COMPANY/MN 6,820 378,000 0.66%
14 LPL Financial LLC 5,851 321,000 0.56%
15 CITADEL ADVISORS LLC 3,911 217,000 0.38%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,141 119,000 0.21%
17 Creative Planning 1,950 108,000 0.19%
18 JPMORGAN CHASE & CO 1,826 101,000 0.18%
19 Stanford Investment Group, Inc. 1,815 101,000 0.18%
20 MSI Financial Services Inc 1,297 72,000 0.13%
21 NEXT Financial Group, Inc 734 41,000 0.07%
22 Avior Wealth Management, LLC 552 31,000 0.05%
23 AllSquare Wealth Management LLC 350 19,000 0.03%
24 INR ADVISORY SERVICES LLC 69 4,000 0.01%
25 OGOREK ANTHONY JOSEPH /NY/ /ADV 40 2,000 0.00%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.