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GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF
GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 25 Institutional holders with a total value of $27,239,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF STOCKTON 138,081 6,579,000 24.15%
2 CREDIT SUISSE AG/ 107,223 5,109,000 18.76%
3 MORGAN STANLEY 77,640 3,700,000 13.58%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,567 2,314,000 8.50%
5 JANE STREET GROUP, LLC 33,965 1,618,000 5.94%
6 GOLDMAN SACHS GROUP INC 31,049 1,479,000 5.43%
7 CITADEL ADVISORS LLC 27,907 1,330,000 4.88%
8 ROYAL BANK OF CANADA 15,812 754,000 2.77%
9 LPL Financial LLC 15,192 717,000 2.63%
10 UBS Group AG 15,023 716,000 2.63%
11 BANK OF AMERICA CORP /DE/ 13,765 655,000 2.40%
12 Raymond James Financial Services Advisors, Inc. 10,605 505,000 1.85%
13 Cambridge Investment Research Advisors, Inc. 7,491 357,000 1.31%
14 Commonwealth Equity Services, Inc 7,167 342,000 1.26%
15 Karp Capital Management Corp 5,425 259,000 0.95%
16 WELLS FARGO & COMPANY/MN 5,229 249,000 0.91%
17 Virtu KCG Holdings LLC 4,470 213,000 0.78%
18 MSI Financial Services Inc 3,129 149,000 0.55%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,182 104,000 0.38%
20 JNBA Financial Advisors 700 33,000 0.12%
21 Avior Wealth Management, LLC 552 26,000 0.10%
22 AllSquare Wealth Management LLC 350 17,000 0.06%
23 Creative Planning 250 12,000 0.04%
24 OGOREK ANTHONY JOSEPH /NY/ /ADV 40 2,000 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.