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GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF
GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 28 Institutional holders with a total value of $29,624,141.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 AMERICAN INTERNATIONAL GROUP, INC. 1 54 0.00%
3 MSI Financial Services Inc 80 4,000 0.01%
4 INTEGRATED WEALTH MANAGEMENT 202 11,000 0.04%
5 AllSquare Wealth Management LLC 350 19,000 0.06%
6 Avior Wealth Management, LLC 552 30,000 0.10%
7 JNBA Financial Advisors 700 38,000 0.13%
8 Genesis Wealth Advisors, LLC 1,473 80,087 0.27%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,105 169,000 0.57%
10 Cambridge Investment Research Advisors, Inc. 3,710 202,000 0.68%
11 MANAGED ACCOUNT ADVISORS LLC 3,930 214,000 0.72%
12 CITADEL ADVISORS LLC 4,444 242,000 0.82%
13 Karp Capital Management Corp 4,680 254,000 0.86%
14 Sigma Planning Corp 5,904 321,000 1.08%
15 Transamerica Financial Advisors, LLC 7,424 404,000 1.36%
16 Commonwealth Equity Services, Inc 7,610 414,000 1.40%
17 First Allied Advisory Services, Inc. 7,824 426,000 1.44%
18 WELLS FARGO & COMPANY/MN 9,902 538,000 1.82%
19 LPL Financial LLC 13,588 730,000 2.46%
20 UBS Group AG 14,123 768,000 2.59%
21 JANE STREET GROUP, LLC 18,833 1,024,000 3.46%
22 ROYAL BANK OF CANADA 30,046 1,634,000 5.52%
23 GOLDMAN SACHS GROUP INC 32,556 1,770,000 5.97%
24 BANK OF AMERICA CORP /DE/ 46,141 2,508,000 8.47%
25 CREDIT SUISSE AG/ 53,008 2,882,000 9.73%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 52,983 2,884,000 9.74%
27 MORGAN STANLEY 75,841 4,123,000 13.92%
28 BANK OF STOCKTON 145,939 7,935,000 26.79%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.