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GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF
GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 28 Institutional holders with a total value of $21,309,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 9 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 OGOREK ANTHONY JOSEPH /NY/ /ADV 40 2,000 0.01%
4 Burt Wealth Advisors 55 3,000 0.01%
5 INR ADVISORY SERVICES LLC 69 3,000 0.01%
6 Creative Planning 250 13,000 0.06%
7 AllSquare Wealth Management LLC 350 18,000 0.08%
8 Avior Wealth Management, LLC 552 28,000 0.13%
9 JNBA Financial Advisors 700 36,000 0.17%
10 Stanford Investment Group, Inc. 905 46,000 0.22%
11 MSI Financial Services Inc 1,673 85,000 0.40%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,194 112,000 0.53%
13 WELLS FARGO & COMPANY/MN 4,970 254,000 1.19%
14 CIBC WORLD MARKET INC. 6,120 312,000 1.46%
15 Commonwealth Equity Services, Inc 6,976 355,000 1.67%
16 BANK OF AMERICA CORP /DE/ 7,468 380,000 1.78%
17 JANE STREET GROUP, LLC 9,527 485,000 2.28%
18 UBS Group AG 11,293 575,000 2.70%
19 ROYAL BANK OF CANADA 11,442 583,000 2.74%
20 LPL Financial LLC 12,388 617,000 2.90%
21 CITADEL ADVISORS LLC 14,594 744,000 3.49%
22 SFMG, LLC 15,061 767,000 3.60%
23 Cambridge Investment Research Advisors, Inc. 19,069 971,000 4.56%
24 ProVise Management Group, LLC 19,989 1,018,000 4.78%
25 GOLDMAN SACHS GROUP INC 31,089 1,584,000 7.43%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,314 2,513,000 11.79%
27 MORGAN STANLEY 68,884 3,509,000 16.47%
28 BANK OF STOCKTON 123,598 6,296,000 29.55%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.