| 1 |
MORGAN STANLEY |
911,185 |
5,385,000 |
21.63% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
642,169 |
3,795,000 |
15.24% |
|
|
| 3 |
Shaker Financial Services, LLC |
601,385 |
3,554,000 |
14.28% |
|
|
| 4 |
1607 Capital Partners, LLC |
291,593 |
1,723,000 |
6.92% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
260,174 |
1,538,000 |
6.18% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
222,227 |
1,314,000 |
5.28% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
220,776 |
1,304,000 |
5.24% |
|
|
| 8 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
171,351 |
1,014,000 |
4.07% |
|
|
| 9 |
VSR Financial Services, Inc. |
124,664 |
737,000 |
2.96% |
|
|
| 10 |
ROYAL BANK OF CANADA |
93,053 |
550,000 |
2.21% |
|
|
| 11 |
First Allied Advisory Services, Inc. |
83,772 |
494,000 |
1.98% |
|
|
| 12 |
CORNERSTONE ADVISORS INC |
71,100 |
420,000 |
1.69% |
|
|
| 13 |
SHUFRO ROSE & CO LLC |
66,642 |
393,000 |
1.58% |
|
|
| 14 |
STIFEL FINANCIAL CORP |
63,414 |
375,000 |
1.51% |
|
|
| 15 |
AQR ARBITRAGE LLC |
58,494 |
346,000 |
1.39% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
51,112 |
302,000 |
1.21% |
|
|
| 17 |
GEODE CAPITAL MANAGEMENT, LLC |
50,221 |
296,000 |
1.19% |
|
PRN |
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
41,040 |
243,000 |
0.98% |
|
|
| 19 |
Round Table Services, LLC |
31,800 |
188,000 |
0.76% |
|
|
| 20 |
UBS Group AG |
25,683 |
152,000 |
0.61% |
|
|
| 21 |
HL FINANCIAL SERVICES LLC |
25,089 |
148,000 |
0.59% |
|
|
| 22 |
Commonwealth Equity Services, Inc |
18,326 |
108,000 |
0.43% |
|
|
| 23 |
HighTower Advisors, LLC |
17,093 |
101,000 |
0.41% |
|
|
| 24 |
Gramercy Funds Management LLC |
14,600 |
86,000 |
0.35% |
|
|
| 25 |
Arbiter Partners Capital Management LLC |
12,317 |
73,000 |
0.29% |
|
|
| 26 |
LPL Financial LLC |
10,541 |
64,000 |
0.26% |
|
|
| 27 |
WESTPORT RESOURCES MANAGEMENT INC |
7,245 |
43,000 |
0.17% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,918 |
41,000 |
0.16% |
|
|
| 29 |
SIGNATUREFD, LLC |
5,515 |
33,000 |
0.13% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,778 |
28,000 |
0.11% |
|
|
| 31 |
Carnick & Kubik, LLC |
3,484 |
20,590 |
0.08% |
|
|
| 32 |
MSI Financial Services Inc |
3,325 |
20,000 |
0.08% |
|
|
| 33 |
HUNTINGTON NATIONAL BANK |
873 |
5,000 |
0.02% |
|
|
| 34 |
Tower Research Capital LLC (TRC) |
504 |
3,000 |
0.01% |
|
|
