| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,214,348 |
7,796,000 |
25.34% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
705,563 |
4,519,000 |
14.69% |
|
|
| 3 |
STIFEL FINANCIAL CORP |
695,147 |
4,463,000 |
14.51% |
|
|
| 4 |
1607 Capital Partners, LLC |
428,359 |
2,750,000 |
8.94% |
|
|
| 5 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
313,372 |
2,012,000 |
6.54% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
257,726 |
1,655,000 |
5.38% |
|
|
| 7 |
BRINKER CAPITAL INC |
136,706 |
878,000 |
2.85% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
101,181 |
650,000 |
2.11% |
|
|
| 9 |
ROYAL BANK OF CANADA |
100,959 |
648,000 |
2.11% |
|
|
| 10 |
First Allied Advisory Services, Inc. |
97,368 |
625,000 |
2.03% |
|
|
| 11 |
CORNERSTONE ADVISORS INC |
95,227 |
611,000 |
1.99% |
|
|
| 12 |
SHUFRO ROSE & CO LLC |
68,840 |
442,000 |
1.44% |
|
PRN |
| 13 |
VSR Financial Services, Inc. |
68,920 |
442,000 |
1.44% |
|
|
| 14 |
MORGAN STANLEY |
59,149 |
380,000 |
1.24% |
|
|
| 15 |
AQR ARBITRAGE LLC |
53,638 |
344,000 |
1.12% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
51,697 |
332,000 |
1.08% |
|
|
| 17 |
GEODE CAPITAL MANAGEMENT, LLC |
50,481 |
324,000 |
1.05% |
|
PRN |
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
45,750 |
294,000 |
0.96% |
|
|
| 19 |
Round Table Services, LLC |
32,600 |
209,000 |
0.68% |
|
|
| 20 |
DOLIVER ADVISORS, LP |
21,995 |
143,000 |
0.46% |
|
|
| 21 |
HL FINANCIAL SERVICES LLC |
20,914 |
134,000 |
0.44% |
|
|
| 22 |
RAYMOND JAMES & ASSOCIATES |
20,124 |
129,000 |
0.42% |
|
|
| 23 |
HighTower Advisors, LLC |
17,989 |
115,000 |
0.37% |
|
|
| 24 |
CARDAN CAPITAL PARTNERS, LLC |
17,809 |
114,000 |
0.37% |
|
|
| 25 |
LPL Financial LLC |
16,985 |
110,000 |
0.36% |
|
|
| 26 |
UBS Group AG |
16,600 |
107,000 |
0.35% |
|
|
| 27 |
Commonwealth Equity Services, Inc |
16,560 |
106,000 |
0.34% |
|
|
| 28 |
PNC FINANCIAL SERVICES GROUP, INC. |
16,368 |
106,000 |
0.34% |
|
|
| 29 |
TFS CAPITAL LLC |
13,484 |
87,000 |
0.28% |
|
|
| 30 |
Arbiter Partners Capital Management LLC |
12,317 |
79,000 |
0.26% |
|
|
| 31 |
AMERIPRISE FINANCIAL INC |
12,168 |
78,000 |
0.25% |
|
|
| 32 |
SIGNATUREFD, LLC |
5,802 |
37,000 |
0.12% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,855 |
18,000 |
0.06% |
|
|
| 34 |
MSI Financial Services Inc |
2,181 |
14,000 |
0.05% |
|
|
| 35 |
WHITTIER TRUST CO |
1,065 |
7,000 |
0.02% |
|
|
| 36 |
HUNTINGTON NATIONAL BANK |
885 |
6,000 |
0.02% |
|
|
| 37 |
MassMutual Private Wealth & Trust, FSB |
211 |
1,355 |
0.00% |
|
|
