| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
858,017 |
4,977,000 |
19.28% |
|
|
| 2 |
Shaker Financial Services, LLC |
568,677 |
3,298,000 |
12.77% |
|
|
| 3 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
357,082 |
2,071,000 |
8.02% |
|
|
| 4 |
1607 Capital Partners, LLC |
320,598 |
1,859,000 |
7.20% |
|
|
| 5 |
MORGAN STANLEY |
236,088 |
1,370,000 |
5.31% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
229,810 |
1,332,000 |
5.16% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
212,611 |
1,233,000 |
4.78% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
199,078 |
1,155,000 |
4.47% |
|
|
| 9 |
GEODE CAPITAL MANAGEMENT, LLC |
190,814 |
1,106,000 |
4.28% |
|
PRN |
| 10 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
171,351 |
972,000 |
3.76% |
|
|
| 11 |
STIFEL FINANCIAL CORP |
125,568 |
728,000 |
2.82% |
|
|
| 12 |
ROYAL BANK OF CANADA |
92,298 |
535,000 |
2.07% |
|
|
| 13 |
First Allied Advisory Services, Inc. |
85,514 |
494,000 |
1.91% |
|
|
| 14 |
CORNERSTONE ADVISORS INC |
76,346 |
443,000 |
1.72% |
|
|
| 15 |
VSR Financial Services, Inc. |
75,108 |
436,000 |
1.69% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
70,148 |
407,000 |
1.58% |
|
|
| 17 |
SHUFRO ROSE & CO LLC |
67,642 |
392,000 |
1.52% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
64,985 |
377,000 |
1.46% |
|
|
| 19 |
AQR ARBITRAGE LLC |
62,744 |
364,000 |
1.41% |
|
|
| 20 |
Thomas J. Herzfeld Advisors, Inc. |
51,908 |
301,000 |
1.17% |
|
|
| 21 |
Curi Capital, LLC |
48,963 |
284,000 |
1.10% |
|
|
| 22 |
Round Table Services, LLC |
32,600 |
189,000 |
0.73% |
|
|
| 23 |
SG Americas Securities, LLC |
28,889 |
168,000 |
0.65% |
|
|
| 24 |
LPL Financial LLC |
28,620 |
164,000 |
0.64% |
|
|
| 25 |
UBS Group AG |
28,087 |
163,000 |
0.63% |
|
|
| 26 |
HL FINANCIAL SERVICES LLC |
25,362 |
147,000 |
0.57% |
|
|
| 27 |
Gramercy Funds Management LLC |
22,400 |
130,000 |
0.50% |
|
|
| 28 |
MIDAS MANAGEMENT CORP |
21,000 |
122,000 |
0.47% |
|
|
| 29 |
Commonwealth Equity Services, Inc |
18,298 |
106,000 |
0.41% |
|
|
| 30 |
HighTower Advisors, LLC |
17,451 |
101,000 |
0.39% |
|
|
| 31 |
TWO SIGMA SECURITIES, LLC |
16,267 |
94,000 |
0.36% |
|
|
| 32 |
Arbiter Partners Capital Management LLC |
12,317 |
71,000 |
0.27% |
|
|
| 33 |
AMERIPRISE FINANCIAL INC |
10,373 |
60,000 |
0.23% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,004 |
41,000 |
0.16% |
|
|
| 35 |
SIGNATUREFD, LLC |
5,630 |
33,000 |
0.13% |
|
|
| 36 |
WESTPORT RESOURCES MANAGEMENT INC |
5,735 |
33,000 |
0.13% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,878 |
28,000 |
0.11% |
|
|
| 38 |
MSI Financial Services Inc |
3,994 |
23,000 |
0.09% |
|
|
| 39 |
WHITTIER TRUST CO |
1,065 |
6,000 |
0.02% |
|
|
| 40 |
HUNTINGTON NATIONAL BANK |
873 |
5,000 |
0.02% |
|
|
| 41 |
Tower Research Capital LLC (TRC) |
367 |
2,000 |
0.01% |
|
|
