| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,322,369 |
9,124,000 |
27.45% |
|
|
| 2 |
STIFEL FINANCIAL CORP |
798,881 |
5,516,000 |
16.59% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
631,909 |
4,351,000 |
13.09% |
|
|
| 4 |
1607 Capital Partners, LLC |
421,259 |
2,907,000 |
8.74% |
|
|
| 5 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
279,212 |
1,927,000 |
5.80% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
267,911 |
1,848,000 |
5.56% |
|
|
| 7 |
BRINKER CAPITAL INC |
127,106 |
877,000 |
2.64% |
|
|
| 8 |
First Allied Advisory Services, Inc. |
126,789 |
875,000 |
2.63% |
|
|
| 9 |
CORNERSTONE ADVISORS INC |
104,787 |
723,000 |
2.17% |
|
|
| 10 |
ROYAL BANK OF CANADA |
98,186 |
678,000 |
2.04% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
96,217 |
664,000 |
2.00% |
|
|
| 12 |
SHUFRO ROSE & CO LLC |
69,695 |
481,000 |
1.45% |
|
PRN |
| 13 |
MORGAN STANLEY |
50,878 |
351,000 |
1.06% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
50,116 |
346,000 |
1.04% |
|
|
| 15 |
CITIGROUP INC |
43,190 |
298,000 |
0.90% |
|
|
| 16 |
Shaker Financial Services, LLC |
42,380 |
292,000 |
0.88% |
|
|
| 17 |
AQR ARBITRAGE LLC |
38,154 |
263,000 |
0.79% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
32,257 |
223,000 |
0.67% |
|
|
| 19 |
GEODE CAPITAL MANAGEMENT, LLC |
30,105 |
207,000 |
0.62% |
|
|
| 20 |
RAYMOND JAMES & ASSOCIATES |
22,414 |
155,000 |
0.47% |
|
|
| 21 |
UBS Group AG |
18,819 |
130,000 |
0.39% |
|
|
| 22 |
HighTower Advisors, LLC |
18,222 |
126,000 |
0.38% |
|
|
| 23 |
CARDAN CAPITAL PARTNERS, LLC |
17,809 |
123,000 |
0.37% |
|
|
| 24 |
LPL Financial LLC |
17,489 |
119,000 |
0.36% |
|
|
| 25 |
HL FINANCIAL SERVICES LLC |
16,631 |
115,000 |
0.35% |
|
|
| 26 |
PNC FINANCIAL SERVICES GROUP, INC. |
16,578 |
114,000 |
0.34% |
|
|
| 27 |
Commonwealth Equity Services, Inc |
14,346 |
99,000 |
0.30% |
|
|
| 28 |
DOLIVER ADVISORS, LP |
13,808 |
95,000 |
0.29% |
|
|
| 29 |
AMERIPRISE FINANCIAL INC |
12,290 |
85,000 |
0.26% |
|
|
| 30 |
SIGNATUREFD, LLC |
5,877 |
41,000 |
0.12% |
|
|
| 31 |
JNBA Financial Advisors |
5,877 |
41,000 |
0.12% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,858 |
20,000 |
0.06% |
|
|
| 33 |
MSI Financial Services Inc |
2,181 |
15,000 |
0.05% |
|
|
| 34 |
WHITTIER TRUST CO |
1,065 |
7,000 |
0.02% |
|
|
| 35 |
HUNTINGTON NATIONAL BANK |
885 |
6,000 |
0.02% |
|
|
