| 1 |
MORGAN STANLEY |
942,533 |
6,673,000 |
24.46% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
633,579 |
4,486,000 |
16.44% |
|
|
| 3 |
Shaker Financial Services, LLC |
600,185 |
4,249,000 |
15.57% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
274,667 |
1,945,000 |
7.13% |
|
|
| 5 |
BANK OF AMERICA CORP /DE/ |
203,533 |
1,441,000 |
5.28% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
187,032 |
1,324,000 |
4.85% |
|
|
| 7 |
1607 Capital Partners, LLC |
170,159 |
1,205,000 |
4.42% |
|
|
| 8 |
ROYAL BANK OF CANADA |
102,050 |
723,000 |
2.65% |
|
|
| 9 |
First Allied Advisory Services, Inc. |
82,777 |
588,000 |
2.15% |
|
|
| 10 |
CORNERSTONE ADVISORS INC |
76,500 |
542,000 |
1.99% |
|
|
| 11 |
GEODE CAPITAL MANAGEMENT, LLC |
72,429 |
512,000 |
1.88% |
|
PRN |
| 12 |
STIFEL FINANCIAL CORP |
66,973 |
474,000 |
1.74% |
|
|
| 13 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
65,931 |
467,000 |
1.71% |
|
|
| 14 |
SHUFRO ROSE & CO LLC |
64,134 |
454,000 |
1.66% |
|
|
| 15 |
Thomas J. Herzfeld Advisors, Inc. |
50,492 |
357,000 |
1.31% |
|
|
| 16 |
AQR ARBITRAGE LLC |
43,056 |
305,000 |
1.12% |
|
|
| 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
39,502 |
280,000 |
1.03% |
|
|
| 18 |
Round Table Services, LLC |
31,800 |
225,000 |
0.82% |
|
|
| 19 |
HL FINANCIAL SERVICES LLC |
26,173 |
185,000 |
0.68% |
|
|
| 20 |
UBS Group AG |
25,270 |
179,000 |
0.66% |
|
|
| 21 |
Commonwealth Equity Services, Inc |
22,354 |
158,000 |
0.58% |
|
|
| 22 |
Curi Capital, LLC |
17,520 |
124,000 |
0.45% |
|
|
| 23 |
Arbiter Partners Capital Management LLC |
12,136 |
86,000 |
0.32% |
|
|
| 24 |
LPL Financial LLC |
11,506 |
80,000 |
0.29% |
|
|
| 25 |
WESTPORT RESOURCES MANAGEMENT INC |
7,902 |
56,000 |
0.21% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,852 |
49,000 |
0.18% |
|
|
| 27 |
SIGNATUREFD, LLC |
5,426 |
38,000 |
0.14% |
|
|
| 28 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,701 |
33,283 |
0.12% |
|
|
| 29 |
MSI Financial Services Inc |
3,317 |
23,000 |
0.08% |
|
|
| 30 |
SEARLE & CO. |
2,626 |
18,000 |
0.07% |
|
|
| 31 |
HUNTINGTON NATIONAL BANK |
874 |
6,000 |
0.02% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.00% |
|
|
| 33 |
DEUTSCHE BANK AG\ |
12 |
0 |
0.00% |
|
|
