| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
986,685 |
6,009,000 |
21.30% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
451,307 |
2,755,000 |
9.76% |
|
|
| 3 |
Shaker Financial Services, LLC |
450,259 |
2,742,000 |
9.72% |
|
|
| 4 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
411,991 |
2,509,000 |
8.89% |
|
|
| 5 |
1607 Capital Partners, LLC |
342,251 |
2,084,000 |
7.39% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
206,444 |
1,257,000 |
4.45% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
182,917 |
1,113,000 |
3.94% |
|
|
| 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
169,082 |
1,030,000 |
3.65% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
148,538 |
905,000 |
3.21% |
|
|
| 10 |
BRINKER CAPITAL INC |
124,099 |
755,000 |
2.68% |
|
|
| 11 |
CORNERSTONE ADVISORS INC |
105,946 |
645,000 |
2.29% |
|
|
| 12 |
ROYAL BANK OF CANADA |
97,209 |
592,000 |
2.10% |
|
|
| 13 |
MORGAN STANLEY |
94,294 |
574,000 |
2.03% |
|
|
| 14 |
First Allied Advisory Services, Inc. |
93,013 |
566,000 |
2.01% |
|
|
| 15 |
GEODE CAPITAL MANAGEMENT, LLC |
76,526 |
466,000 |
1.65% |
|
PRN |
| 16 |
VSR Financial Services, Inc. |
75,108 |
457,000 |
1.62% |
|
|
| 17 |
SHUFRO ROSE & CO LLC |
70,280 |
428,000 |
1.52% |
|
PRN |
| 18 |
Raymond James Financial Services Advisors, Inc. |
64,351 |
392,000 |
1.39% |
|
|
| 19 |
AQR ARBITRAGE LLC |
60,571 |
369,000 |
1.31% |
|
|
| 20 |
DOLIVER ADVISORS, LP |
60,487 |
368,000 |
1.30% |
|
|
| 21 |
Thomas J. Herzfeld Advisors, Inc. |
51,139 |
311,000 |
1.10% |
|
|
| 22 |
LPL Financial LLC |
33,152 |
199,000 |
0.71% |
|
|
| 23 |
Round Table Services, LLC |
32,600 |
199,000 |
0.71% |
|
|
| 24 |
HL FINANCIAL SERVICES LLC |
25,581 |
156,000 |
0.55% |
|
|
| 25 |
Gramercy Funds Management LLC |
22,400 |
136,000 |
0.48% |
|
|
| 26 |
SG Americas Securities, LLC |
20,689 |
126,000 |
0.45% |
|
|
| 27 |
TFS CAPITAL LLC |
20,248 |
123,000 |
0.44% |
|
|
| 28 |
MIDAS MANAGEMENT CORP |
20,100 |
122,000 |
0.43% |
|
|
| 29 |
RAYMOND JAMES & ASSOCIATES |
20,110 |
122,000 |
0.43% |
|
|
| 30 |
HighTower Advisors, LLC |
17,739 |
108,000 |
0.38% |
|
|
| 31 |
Commonwealth Equity Services, Inc |
16,560 |
101,000 |
0.36% |
|
|
| 32 |
UBS Group AG |
15,138 |
92,000 |
0.33% |
|
|
| 33 |
CARDAN CAPITAL PARTNERS, LLC |
14,352 |
87,000 |
0.31% |
|
|
| 34 |
Arbiter Partners Capital Management LLC |
12,317 |
75,000 |
0.27% |
|
|
| 35 |
AMERIPRISE FINANCIAL INC |
12,226 |
74,000 |
0.26% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,073 |
43,000 |
0.15% |
|
|
| 37 |
SIGNATUREFD, LLC |
5,722 |
35,000 |
0.12% |
|
|
| 38 |
CITIGROUP INC |
3,533 |
22,000 |
0.08% |
|
|
| 39 |
Carnick & Kubik, LLC |
3,484 |
21,000 |
0.07% |
|
|
| 40 |
GENEOS WEALTH MANAGEMENT INC. |
3,450 |
21,000 |
0.07% |
|
|
| 41 |
MSI Financial Services Inc |
2,451 |
15,000 |
0.05% |
|
|
| 42 |
HUNTINGTON NATIONAL BANK |
861 |
6,000 |
0.02% |
|
|
| 43 |
WHITTIER TRUST CO |
1,065 |
6,000 |
0.02% |
|
|
| 44 |
Tower Research Capital LLC (TRC) |
94 |
1,000 |
0.00% |
|
|
