Dark
Light
System
Security
CAPRICOR THERAPEUTICS INC
CAPRICOR THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 18 Institutional holders with a total value of $1,885,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 185,664 570,000 30.24%
2 LLBH PRIVATE WEALTH MANAGEMENT, LLC 119,591 368,000 19.52%
3 GOLDMAN SACHS GROUP INC 112,742 347,000 18.41%
4 MORGAN STANLEY 56,083 173,000 9.18%
5 GEODE CAPITAL MANAGEMENT, LLC 43,929 134,000 7.11%
6 VANGUARD GROUP INC 22,271 69,000 3.66%
7 MILLENNIUM MANAGEMENT LLC 18,570 57,000 3.02%
8 BlackRock Fund Advisors 16,984 52,000 2.76%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,701 48,000 2.55%
10 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 6,959 21,000 1.11%
11 PERCEPTIVE ADVISORS LLC 4,000 12,000 0.64%
12 Walleye Trading LLC 3,300 10,000 0.53%
13 Cordasco Financial Network 3,100 10,000 0.53%
14 Tower Research Capital LLC (TRC) 2,466 8,000 0.42%
15 BLACKROCK ADVISORS LLC 1,665 5,000 0.27%
16 BlackRock Investment Management, LLC 410 1,000 0.05%
17 MSI Financial Services Inc 11 0 0.00%
18 GLOBEFLEX CAPITAL L P 139 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.