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CAPRICOR THERAPEUTICS INC
CAPRICOR THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 7 Institutional holders with a total value of $5,356,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 705,882 4,868,000 90.89%
2 MORGAN STANLEY 28,875 249,000 4.65%
3 MILLENNIUM MANAGEMENT LLC 18,570 160,000 2.99%
4 PERCEPTIVE ADVISORS LLC 4,000 35,000 0.65%
5 Cordasco Financial Network 3,100 27,000 0.50%
6 UBS Group AG 2,000 17,000 0.32%
7 Tower Research Capital LLC (TRC) 22 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.