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CAPRICOR THERAPEUTICS INC
CAPRICOR THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 22 Institutional holders with a total value of $2,904,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 182,083 719,000 24.76%
2 LLBH PRIVATE WEALTH MANAGEMENT, LLC 119,591 472,000 16.25%
3 GOLDMAN SACHS GROUP INC 105,596 417,000 14.36%
4 BROWN ADVISORY INC 71,065 281,000 9.68%
5 Apriem Advisors 70,962 280,000 9.64%
6 GEODE CAPITAL MANAGEMENT, LLC 43,929 173,000 5.96%
7 MORGAN STANLEY 41,708 165,000 5.68%
8 VANGUARD GROUP INC 27,975 111,000 3.82%
9 MILLENNIUM MANAGEMENT LLC 18,570 73,000 2.51%
10 BlackRock Fund Advisors 15,857 63,000 2.17%
11 Virtu KCG Holdings LLC 15,251 60,000 2.07%
12 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 6,959 27,000 0.93%
13 PERCEPTIVE ADVISORS LLC 4,000 16,000 0.55%
14 UBS Group AG 2,996 12,000 0.41%
15 Cordasco Financial Network 3,100 12,000 0.41%
16 Financial Architects, Inc 2,000 8,000 0.28%
17 BLACKROCK ADVISORS LLC 1,665 7,000 0.24%
18 Tower Research Capital LLC (TRC) 770 3,000 0.10%
19 BANK OF AMERICA CORP /DE/ 525 2,000 0.07%
20 BlackRock Investment Management, LLC 410 2,000 0.07%
21 GLOBEFLEX CAPITAL L P 139 1,000 0.03%
22 MSI Financial Services Inc 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.