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CAPRICOR THERAPEUTICS INC
CAPRICOR THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 14 Institutional holders with a total value of $2,901,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 258,400 1,305,000 44.98%
2 Broadfin Capital, LLC 118,002 596,000 20.54%
3 GOLDMAN SACHS GROUP INC 64,262 325,000 11.20%
4 GEODE CAPITAL MANAGEMENT, LLC 43,929 221,000 7.62%
5 MORGAN STANLEY 36,403 184,000 6.34%
6 MILLENNIUM MANAGEMENT LLC 18,570 94,000 3.24%
7 BANK OF MONTREAL /CAN/ 13,490 68,000 2.34%
8 VANGUARD GROUP INC 12,200 62,000 2.14%
9 PERCEPTIVE ADVISORS LLC 4,000 20,000 0.69%
10 Cordasco Financial Network 3,100 16,000 0.55%
11 UBS Group AG 1,473 7,000 0.24%
12 BlackRock Investment Management, LLC 410 2,000 0.07%
13 Kistler-Tiffany Companies, LLC 140 1,000 0.03%
14 Tower Research Capital LLC (TRC) 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.