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CAPRICOR THERAPEUTICS INC
CAPRICOR THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 15 Institutional holders with a total value of $2,193,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 250,450 1,014,000 46.24%
2 GOLDMAN SACHS GROUP INC 137,681 558,000 25.44%
3 GEODE CAPITAL MANAGEMENT, LLC 43,929 177,000 8.07%
4 MORGAN STANLEY 41,583 169,000 7.71%
5 MILLENNIUM MANAGEMENT LLC 18,570 75,000 3.42%
6 VANGUARD GROUP INC 15,171 61,000 2.78%
7 BAIRD FINANCIAL GROUP, INC. 13,300 54,000 2.46%
8 ALLIANCEBERNSTEIN L.P. 10,000 41,000 1.87%
9 PERCEPTIVE ADVISORS LLC 4,000 16,000 0.73%
10 Cordasco Financial Network 3,100 13,000 0.59%
11 UBS Group AG 2,782 11,000 0.50%
12 BlackRock Investment Management, LLC 410 2,000 0.09%
13 Walleye Trading LLC 200 1,000 0.05%
14 GLOBEFLEX CAPITAL L P 139 1,000 0.05%
15 WELLS FARGO & COMPANY/MN 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.