Dark
Light
System
Security
AMERIPRISE FINL INC
AMERIPRISE FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 589 Institutional holders with a total value of $20,038,369,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
551 Cordasco Financial Network 250 31,000 0.00%
552 Lenox Wealth Advisors, LLC 242 30,000 0.00%
553 TCI Wealth Advisors, Inc. 240 30,000 0.00%
554 MYCIO WEALTH PARTNERS, LLC 244 30,000 0.00%
555 Plante Moran Financial Advisors, LLC 234 29,000 0.00%
556 Oakworth Capital, Inc. 214 27,000 0.00%
557 Redwood Investments, LLC 200 25,000 0.00% SH
558 PIEDMONT INVESTMENT ADVISORS INC 202 24,922 0.00%
559 Bartlett & Co. LLC 198 24,000 0.00%
560 VALLEY NATIONAL BANCORP 180 22,000 0.00%
561 Corbenic Partners LLC 159 20,000 0.00%
562 OLD SECOND NATIONAL BANK OF AURORA 150 19,000 0.00%
563 PATHSTONE FAMILY OFFICE, LLC 152 19,000 0.00%
564 Winch Advisory Services, LLC 144 18,000 0.00%
565 SCHRODER INVESTMENT MANAGEMENT GROUP 144 17,767 0.00%
566 WHITTIER TRUST CO OF NEVADA INC 99 12,000 0.00%
567 Private Ocean, LLC 100 12,000 0.00%
568 Tradewinds Capital Management, LLC 87 11,000 0.00%
569 ARROW FINANCIAL CORP 80 10,000 0.00%
570 Point72 Hong Kong Ltd 77 10,000 0.00%
571 FARMERS & MERCHANTS INVESTMENTS INC 70 9,000 0.00%
572 Formidable Asset Management, LLC 60 8,000 0.00%
573 WFG Advisors, LP 65 8,000 0.00%
574 Vantage Investment Advisors, LLC 66 8,000 0.00%
575 Tarbox Family Office, Inc. 46 6,000 0.00%
576 Alexandria Capital, LLC 46 6,000 0.00%
577 CITY HOLDING CO 41 5,000 0.00%
578 AMERICAN NATIONAL BANK & TRUST 29 4,000 0.00%
579 Cornerstone Advisors, Inc. 14 2,000 0.00%
580 Focused Wealth Management, Inc 20 2,000 0.00%
581 MCF Advisors LLC 22 2,000 0.00%
582 One Capital Management, LLC 20 2,000 0.00%
583 SIGNATUREFD, LLC 13 2,000 0.00%
584 ClariVest Asset Management LLC 15 2,000 0.00%
585 NuWave Investment Management, LLC 3 0 0.00%
586 WOLVERINE ASSET MANAGEMENT LLC 1 0 0.00% Put
587 NEW ENGLAND SECURITIES CORP /MA/ 1 0 0.00%
588 Beacon Capital Management, Inc. 3 0 0.00%
589 Camarda Financial Advisors, LLC 4 0 0.00%
Page 12 of 12

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.