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AMERIPRISE FINL INC
AMERIPRISE FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 589 Institutional holders with a total value of $20,038,369,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Camarda Financial Advisors, LLC 4 0 0.00%
2 NEW ENGLAND SECURITIES CORP /MA/ 1 0 0.00%
3 WOLVERINE ASSET MANAGEMENT LLC 1 0 0.00% Put
4 Beacon Capital Management, Inc. 3 0 0.00%
5 NuWave Investment Management, LLC 3 0 0.00%
6 Cornerstone Advisors, Inc. 14 2,000 0.00%
7 Focused Wealth Management, Inc 20 2,000 0.00%
8 One Capital Management, LLC 20 2,000 0.00%
9 SIGNATUREFD, LLC 13 2,000 0.00%
10 ClariVest Asset Management LLC 15 2,000 0.00%
11 MCF Advisors LLC 22 2,000 0.00%
12 AMERICAN NATIONAL BANK & TRUST 29 4,000 0.00%
13 CITY HOLDING CO 41 5,000 0.00%
14 Tarbox Family Office, Inc. 46 6,000 0.00%
15 Alexandria Capital, LLC 46 6,000 0.00%
16 Formidable Asset Management, LLC 60 8,000 0.00%
17 WFG Advisors, LP 65 8,000 0.00%
18 Vantage Investment Advisors, LLC 66 8,000 0.00%
19 FARMERS & MERCHANTS INVESTMENTS INC 70 9,000 0.00%
20 Point72 Hong Kong Ltd 77 10,000 0.00%
21 ARROW FINANCIAL CORP 80 10,000 0.00%
22 Tradewinds Capital Management, LLC 87 11,000 0.00%
23 Private Ocean, LLC 100 12,000 0.00%
24 WHITTIER TRUST CO OF NEVADA INC 99 12,000 0.00%
25 SCHRODER INVESTMENT MANAGEMENT GROUP 144 17,767 0.00%
26 Winch Advisory Services, LLC 144 18,000 0.00%
27 OLD SECOND NATIONAL BANK OF AURORA 150 19,000 0.00%
28 PATHSTONE FAMILY OFFICE, LLC 152 19,000 0.00%
29 Corbenic Partners LLC 159 20,000 0.00%
30 VALLEY NATIONAL BANCORP 180 22,000 0.00%
31 Bartlett & Co. LLC 198 24,000 0.00%
32 PIEDMONT INVESTMENT ADVISORS INC 202 24,922 0.00%
33 Redwood Investments, LLC 200 25,000 0.00% SH
34 Oakworth Capital, Inc. 214 27,000 0.00%
35 Plante Moran Financial Advisors, LLC 234 29,000 0.00%
36 MYCIO WEALTH PARTNERS, LLC 244 30,000 0.00%
37 Lenox Wealth Advisors, LLC 242 30,000 0.00%
38 TCI Wealth Advisors, Inc. 240 30,000 0.00%
39 Cordasco Financial Network 250 31,000 0.00%
40 CENTRAL BANK & TRUST CO 260 32,000 0.00%
41 HOWE & RUSLING INC 264 33,000 0.00%
42 Winslow, Evans & Crocker, Inc. 274 33,808 0.00%
43 CAPITAL GUARDIAN TRUST CO 273 34,000 0.00%
44 WESTPORT RESOURCES MANAGEMENT INC 300 37,000 0.00%
45 PRELUDE CAPITAL MANAGEMENT, LLC 300 37,000 0.00%
46 UBS AG 300 37,000 0.00% Put
47 Ground Swell Capital, LLC 315 39,000 0.00%
48 Ledyard National Bank 350 43,000 0.00%
49 DUNCKER STREETT & CO INC 365 45,000 0.00%
50 SEVEN EIGHT CAPITAL, LP 400 49,352 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.