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AMERIPRISE FINL INC
AMERIPRISE FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 662 Institutional holders with a total value of $19,619,467,504.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Camarda Financial Advisors, LLC 4 0 0.00%
2 Beacon Capital Management, Inc. 3 0 0.00%
3 WFG Advisors, LP 11 1,000 0.00%
4 Cornerstone Advisors, Inc. 14 2,000 0.00%
5 Global X Management CO LLC 13 2,000 0.00%
6 NEXT Financial Group, Inc 21 2,000 0.00%
7 ClariVest Asset Management LLC 15 2,000 0.00%
8 Advisory Services Network, LLC 32 4,000 0.00%
9 US FINANCIAL ADVISORS, LLC 33 4,000 0.00%
10 ADIRONDACK TRUST CO 40 5,000 0.00%
11 Kavar Capital Partners, LLC 41 5,000 0.00%
12 Mitsubishi UFJ Securities Holdings Co., Ltd. 40 5,000 0.00%
13 Formidable Asset Management, LLC 60 7,000 0.00%
14 SIGNATUREFD, LLC 56 7,000 0.00%
15 ORRSTOWN FINANCIAL SERVICES INC 60 7,000 0.00%
16 Vantage Investment Advisors, LLC 66 8,000 0.00%
17 Sandy Spring Bank 63 8,000 0.00%
18 NewSquare Capital LLC 70 9,000 0.00%
19 Cable Hill Partners, LLC 70 9,000 0.00%
20 Index Management Solutions, LLC 74 9,000 0.00%
21 WEALTHPLAN PARTNERS, LLC 75 9,000 0.00%
22 ARROW FINANCIAL CORP 80 10,000 0.00%
23 RATIONAL ADVISORS, INC. 78 10,000 0.00%
24 Financial Architects, Inc 88 11,000 0.00%
25 Tradewinds Capital Management, LLC 87 11,000 0.00%
26 Alexandria Capital, LLC 94 12,000 0.00%
27 Walleye Trading LLC 100 12,000 0.00% Put
28 Private Ocean, LLC 100 12,000 0.00%
29 WHITTIER TRUST CO OF NEVADA INC 99 12,000 0.00%
30 Lenox Wealth Advisors, LLC 99 12,000 0.00%
31 CAPITAL GUARDIAN TRUST CO 105 13,000 0.00%
32 WOODMONT INVESTMENT COUNSEL LLC 110 14,000 0.00%
33 Tower Research Capital LLC (TRC) 126 16,000 0.00%
34 GUPTA WEALTH MANAGEMENT LLC 128 16,000 0.00%
35 Winch Advisory Services, LLC 146 18,000 0.00%
36 Burt Wealth Advisors 146 18,000 0.00%
37 OLD SECOND NATIONAL BANK OF AURORA 150 19,000 0.00%
38 Winslow, Evans & Crocker, Inc. 154 19,240 0.00%
39 Corbenic Partners LLC 159 20,000 0.00%
40 Cranbrook Wealth Management, LLC 160 20,000 0.00%
41 ASSETMARK, INC 180 22,000 0.00%
42 Brookstone Capital Management 174 22,000 0.00%
43 Bartlett & Co. LLC 198 25,000 0.00%
44 Redwood Investments, LLC 200 25,000 0.00% SH
45 Vident Investment Advisory, LLC 213 27,000 0.00%
46 Oakworth Capital, Inc. 214 27,000 0.00%
47 Plante Moran Financial Advisors, LLC 234 29,000 0.00%
48 KANALY TRUST CO 239 30,000 0.00%
49 HOWE & RUSLING INC 242 30,000 0.00%
50 Jefferies Group LLC 250 31,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.