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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 67 Institutional holders with a total value of $332,260,434.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 578,619 60,060,000 18.08%
2 GOLDMAN SACHS GROUP INC 501,547 52,061,000 15.67%
3 BANK OF AMERICA CORP /DE/ 383,364 39,793,000 11.98%
4 FMR LLC 331,088 34,367,000 10.34%
5 UBS AG 274,360 28,479,000 8.57%
6 MATHER GROUP, LLC. 119,268 12,380,000 3.73%
7 Wharton Business Group, LLC 118,965 12,349,000 3.72%
8 NIEMANN CAPITAL MANAGEMENT INC 105,832 10,985,000 3.31%
9 LPL Financial LLC 105,823 10,984,000 3.31%
10 WELLS FARGO & COMPANY/MN 93,319 9,687,000 2.92%
11 Hoxton Financial, Inc. 92,644 9,616,000 2.89%
12 RAYMOND JAMES & ASSOCIATES 64,133 6,657,000 2.00%
13 Robert W. Baird & Co. Inc 58,153 6,036,000 1.82%
14 Estate Counselors, LLC 47,200 4,899,000 1.47%
15 ENVESTNET ASSET MANAGEMENT INC 33,119 3,438,000 1.03%
16 HighTower Advisors, LLC 32,551 3,379,000 1.02%
17 ROYAL BANK OF CANADA 25,479 2,645,000 0.80%
18 STEPHENS INC /AR/ 23,246 2,413,000 0.73%
19 SG Americas Securities, LLC 22,308 2,316,000 0.70%
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 19,882 2,064,000 0.62%
21 Advisors Preferred, LLC 14,800 1,536,240 0.46%
22 DAVENPORT & Co LLC 11,180 1,160,484 0.35%
23 Commonwealth Equity Services, Inc 10,485 1,088,000 0.33%
24 DAVIDSON & GARRARD INC 9,804 1,018,000 0.31%
25 First Allied Advisory Services, Inc. 8,566 887,000 0.27%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 8,039 834,000 0.25%
27 Atria Investments, Inc 7,735 803,000 0.24%
28 Dorsey Wright & Associates 6,933 683,000 0.21%
29 PEAK6 Group LLC 6,550 680,000 0.20%
30 BROWN ADVISORY INC 6,095 633,000 0.19%
31 MSI Financial Services Inc 5,869 609,000 0.18%
32 WEDBUSH SECURITIES INC 5,450 566,000 0.17%
33 AMERICAN INTERNATIONAL GROUP, INC. 4,679 485,724 0.15%
34 STIFEL FINANCIAL CORP 4,580 475,000 0.14%
35 Cambridge Investment Research Advisors, Inc. 4,512 468,000 0.14%
36 AVIANCE CAPITAL MANAGEMENT, LLC 4,474 464,000 0.14%
37 SUNTRUST BANKS INC 4,469 463,000 0.14%
38 Tower Research Capital LLC (TRC) 4,425 459,000 0.14%
39 JANE STREET GROUP, LLC 4,165 432,000 0.13%
40 B. Riley Wealth Advisors, Inc. 8,280 430,162 0.13%
41 Pinnacle Advisory Group, Inc. 3,997 414,000 0.12%
42 CITIGROUP INC 3,390 352,000 0.11%
43 COLUMBIA CAPITAL LLC 3,012 313,000 0.09%
44 CYPRESS CAPITAL MANAGEMENT LLC 2,960 307,000 0.09%
45 OPPENHEIMER & CO INC 2,175 226,000 0.07%
46 PEAK6 Group LLC 2,100 218,000 0.07% Call
47 Investors Capital Advisory Services 2,094 217,000 0.07%
48 PNC FINANCIAL SERVICES GROUP, INC. 1,808 188,000 0.06%
49 WFG Advisors, LP 1,471 153,000 0.05%
50 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,350 140,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.