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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 80 Institutional holders with a total value of $273,537,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 1,119,857 57,337,000 20.96%
2 MORGAN STANLEY 840,106 43,013,000 15.72%
3 UBS Group AG 553,378 28,333,000 10.36%
4 BANK OF AMERICA CORP /DE/ 456,016 23,348,000 8.54%
5 Psagot Value Holdings Ltd. 453,681 23,228,000 8.49%
6 Wharton Business Group, LLC 244,025 12,494,000 4.57%
7 LPL Financial LLC 222,244 11,157,000 4.08%
8 WELLS FARGO & COMPANY/MN 126,607 6,482,000 2.37%
9 BAIRD FINANCIAL GROUP, INC. 120,966 6,193,000 2.26%
10 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 107,450 5,501,000 2.01%
11 SG Americas Securities, LLC 102,078 5,226,000 1.91%
12 CREDIT SUISSE AG/ 88,175 4,515,000 1.65%
13 RAYMOND JAMES & ASSOCIATES 69,549 3,561,000 1.30%
14 HOCHMAN COLE INVESTMENT ADVISORS, INC. 68,659 3,515,000 1.29%
15 Estate Counselors, LLC 64,400 3,297,000 1.21%
16 CYPRESS CAPITAL MANAGEMENT LLC 60,975 3,122,000 1.14%
17 CITIGROUP INC 56,240 2,879,000 1.05%
18 CITADEL ADVISORS LLC 45,333 2,321,000 0.85%
19 Raymond James Financial Services Advisors, Inc. 42,914 2,197,000 0.80%
20 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 41,414 2,120,000 0.78%
21 IFP ADVISORS, INC 35,394 1,812,000 0.66%
22 AVIANCE CAPITAL MANAGEMENT, LLC 31,583 1,617,000 0.59%
23 STIFEL FINANCIAL CORP 4,113 1,593,000 0.58%
24 HighTower Advisors, LLC 29,075 1,486,000 0.54%
25 JANE STREET GROUP, LLC 26,054 1,334,000 0.49%
26 MSI Financial Services Inc 25,729 1,317,000 0.48%
27 Concorde Asset Management, LLC 25,112 1,286,000 0.47%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,933 1,277,000 0.47%
29 BANK HAPOALIM BM 19,430 995,000 0.36%
30 Virtu Financial LLC 18,014 922,000 0.34%
31 B. Riley Wealth Advisors, Inc. 15,880 814,000 0.30%
32 Commonwealth Equity Services, Inc 14,122 723,000 0.26%
33 First Allied Advisory Services, Inc. 14,069 715,000 0.26%
34 JPMORGAN CHASE & CO 13,060 669,000 0.24%
35 Spot Trading L.L.C 12,000 614,000 0.22% Put
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,100 517,000 0.19% Call
37 Cetera Advisors LLC 8,737 443,000 0.16%
38 Investors Capital Advisory Services 8,477 433,000 0.16%
39 Cambridge Investment Research Advisors, Inc. 7,878 403,000 0.15%
40 AMERICAN INTERNATIONAL GROUP, INC. 6,551 335,000 0.12%
41 Spot Trading L.L.C 6,527 334,000 0.12%
42 ROYAL BANK OF CANADA 6,311 324,000 0.12%
43 BBVA USA Bancshares, Inc. 5,920 303,000 0.11%
44 PNC FINANCIAL SERVICES GROUP, INC. 4,908 252,000 0.09%
45 OPPENHEIMER & CO INC 4,848 248,000 0.09%
46 Winslow, Evans & Crocker, Inc. 4,830 247,296 0.09%
47 Creative Planning 4,748 243,000 0.09%
48 BOOTHBAY FUND MANAGEMENT, LLC 4,728 242,000 0.09%
49 Private Advisor Group, LLC 4,506 231,000 0.08%
50 Tower Research Capital LLC (TRC) 4,438 227,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.