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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 75 Institutional holders with a total value of $260,392,359.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 2,576,497 103,678,000 39.82%
2 BARCLAYS PLC 650,000 26,000,000 9.98%
3 MORGAN STANLEY 487,760 19,628,000 7.54%
4 UBS Group AG 464,838 18,705,000 7.18%
5 Psagot Value Holdings Ltd. 425,898 17,138,000 6.58%
6 BANK OF AMERICA CORP /DE/ 394,847 15,889,000 6.10%
7 Wharton Business Group, LLC 260,540 10,484,000 4.03%
8 BAIRD FINANCIAL GROUP, INC. 122,015 4,910,000 1.89%
9 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 107,450 4,324,000 1.66%
10 SG Americas Securities, LLC 102,078 4,108,000 1.58%
11 LPL Financial LLC 89,003 3,649,000 1.40%
12 HOCHMAN COLE INVESTMENT ADVISORS, INC. 68,663 2,763,000 1.06%
13 WELLS FARGO & COMPANY/MN 63,288 2,547,000 0.98%
14 CYPRESS CAPITAL MANAGEMENT LLC 60,165 2,421,000 0.93%
15 RAYMOND JAMES & ASSOCIATES 58,524 2,355,000 0.90%
16 CITIGROUP INC 56,727 2,282,000 0.88%
17 Raymond James Financial Services Advisors, Inc. 55,928 2,251,000 0.86%
18 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 41,414 1,666,000 0.64%
19 NOMURA ASSET MANAGEMENT CO LTD 33,190 1,336,000 0.51%
20 AVIANCE CAPITAL MANAGEMENT, LLC 32,643 1,314,000 0.50%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,919 1,123,000 0.43%
22 Tower Research Capital LLC (TRC) 25,577 1,029,000 0.40%
23 Concorde Asset Management, LLC 20,707 843,000 0.32%
24 CITADEL ADVISORS LLC 19,323 778,000 0.30%
25 Creative Planning 16,072 647,000 0.25%
26 B. Riley Wealth Advisors, Inc. 15,880 639,000 0.25%
27 First Allied Advisory Services, Inc. 14,069 564,000 0.22%
28 Commonwealth Equity Services, Inc 13,723 552,000 0.21%
29 JPMORGAN CHASE & CO 13,115 528,000 0.20%
30 JANE STREET GROUP, LLC 12,415 500,000 0.19%
31 Virtu KCG Holdings LLC 11,981 482,000 0.19%
32 CREDIT SUISSE AG/ 10,904 439,000 0.17%
33 Cetera Advisors LLC 10,791 434,000 0.17%
34 ROYAL BANK OF CANADA 10,015 403,000 0.15%
35 MSI Financial Services Inc 9,740 392,000 0.15%
36 Investors Capital Advisory Services 8,197 329,000 0.13%
37 BANK HAPOALIM BM 7,468 301,000 0.12%
38 Cambridge Investment Research Advisors, Inc. 7,268 292,000 0.11%
39 BBVA USA Bancshares, Inc. 5,920 238,000 0.09%
40 HighTower Advisors, LLC 5,648 226,000 0.09%
41 Alpine Global Management, LLC 5,030 202,000 0.08%
42 GFS Advisors, LLC 8,048 200,000 0.08%
43 USCA RIA LLC 8,048 200,000 0.08%
44 Winslow, Evans & Crocker, Inc. 4,830 194,359 0.07%
45 AMERICAN INTERNATIONAL GROUP, INC. 4,794 193,000 0.07%
46 PNC FINANCIAL SERVICES GROUP, INC. 4,664 188,000 0.07%
47 NEXT Financial Group, Inc 4,170 167,000 0.06%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,284 133,000 0.05%
49 Advisory Services Network, LLC 1,847 74,000 0.03%
50 TCI Wealth Advisors, Inc. 1,820 73,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.