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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 67 Institutional holders with a total value of $332,260,434.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEALTHFRONT CORP 12 1,000 0.00%
2 Transamerica Financial Advisors, LLC 1 1,000 0.00%
3 PRIVATE TRUST CO NA 32 3,000 0.00%
4 NEXT Financial Group, Inc 210 20,000 0.01%
5 NEW ENGLAND SECURITIES CORP /MA/ 296 31,000 0.01%
6 OPTIMUM INVESTMENT ADVISORS 440 46,000 0.01%
7 Hudock, Inc. 450 47,000 0.01%
8 Winslow, Evans & Crocker, Inc. 480 49,824 0.01%
9 WESTPORT RESOURCES MANAGEMENT INC 540 56,000 0.02%
10 DEUTSCHE BANK AG\ 579 60,000 0.02%
11 BANK OF MONTREAL /CAN/ 700 73,000 0.02%
12 Regal Investment Advisors LLC 720 75,000 0.02%
13 AMERIPRISE FINANCIAL INC 732 76,000 0.02%
14 US BANCORP \DE\ 750 78,000 0.02%
15 Dunvegan Associates, Inc. 987 102,000 0.03%
16 Creative Planning 1,042 108,000 0.03%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,181 123,000 0.04%
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,350 140,000 0.04%
19 WFG Advisors, LP 1,471 153,000 0.05%
20 PNC FINANCIAL SERVICES GROUP, INC. 1,808 188,000 0.06%
21 Investors Capital Advisory Services 2,094 217,000 0.07%
22 PEAK6 Group LLC 2,100 218,000 0.07% Call
23 OPPENHEIMER & CO INC 2,175 226,000 0.07%
24 CYPRESS CAPITAL MANAGEMENT LLC 2,960 307,000 0.09%
25 COLUMBIA CAPITAL LLC 3,012 313,000 0.09%
26 CITIGROUP INC 3,390 352,000 0.11%
27 Pinnacle Advisory Group, Inc. 3,997 414,000 0.12%
28 B. Riley Wealth Advisors, Inc. 8,280 430,162 0.13%
29 JANE STREET GROUP, LLC 4,165 432,000 0.13%
30 Tower Research Capital LLC (TRC) 4,425 459,000 0.14%
31 SUNTRUST BANKS INC 4,469 463,000 0.14%
32 AVIANCE CAPITAL MANAGEMENT, LLC 4,474 464,000 0.14%
33 Cambridge Investment Research Advisors, Inc. 4,512 468,000 0.14%
34 STIFEL FINANCIAL CORP 4,580 475,000 0.14%
35 AMERICAN INTERNATIONAL GROUP, INC. 4,679 485,724 0.15%
36 WEDBUSH SECURITIES INC 5,450 566,000 0.17%
37 MSI Financial Services Inc 5,869 609,000 0.18%
38 BROWN ADVISORY INC 6,095 633,000 0.19%
39 PEAK6 Group LLC 6,550 680,000 0.20%
40 Dorsey Wright & Associates 6,933 683,000 0.21%
41 Atria Investments, Inc 7,735 803,000 0.24%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 8,039 834,000 0.25%
43 First Allied Advisory Services, Inc. 8,566 887,000 0.27%
44 DAVIDSON & GARRARD INC 9,804 1,018,000 0.31%
45 Commonwealth Equity Services, Inc 10,485 1,088,000 0.33%
46 DAVENPORT & Co LLC 11,180 1,160,484 0.35%
47 Advisors Preferred, LLC 14,800 1,536,240 0.46%
48 UNITED CAPITAL FINANCIAL ADVISORS, LLC 19,882 2,064,000 0.62%
49 SG Americas Securities, LLC 22,308 2,316,000 0.70%
50 STEPHENS INC /AR/ 23,246 2,413,000 0.73%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.