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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $18,259,174.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 2 0 0.00%
2 IFP ADVISORS, INC 2 0 0.00%
3 Creative Planning 40 2,000 0.01%
4 Winfield Associates, Inc. 50 3,000 0.02%
5 GENEOS WEALTH MANAGEMENT INC. 103 5,000 0.03%
6 FIFTH THIRD BANCORP 184 10,000 0.05%
7 Winslow, Evans & Crocker, Inc. 460 25,088 0.14%
8 ADVISOR GROUP, INC. 520 28,000 0.15%
9 ROYAL BANK OF CANADA 660 36,000 0.20%
10 WELLS FARGO & COMPANY/MN 774 42,000 0.23%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,337 73,000 0.40%
12 Sandy Spring Bank 1,548 84,000 0.46%
13 PNC FINANCIAL SERVICES GROUP, INC. 1,887 103,000 0.56%
14 MSI Financial Services Inc 6,727 367,000 2.01%
15 LPL Financial LLC 7,071 387,000 2.12%
16 AMERIPRISE FINANCIAL INC 8,404 458,000 2.51%
17 RAYMOND JAMES & ASSOCIATES 8,741 477,000 2.61%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,597 851,000 4.66%
19 SNOWDEN CAPITAL ADVISORS LLC 19,713 1,075,086 5.89%
20 UBS Group AG 45,567 2,485,000 13.61%
21 HighTower Advisors, LLC 60,917 3,319,000 18.18%
22 MORGAN STANLEY 73,674 4,018,000 22.01%
23 BANK OF AMERICA CORP /DE/ 80,883 4,411,000 24.16%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.