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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 35 Institutional holders with a total value of $45,444,923.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Country Club Trust Company, n.a. 103,805 9,609,000 21.14%
2 BANK OF AMERICA CORP /DE/ 59,039 5,465,000 12.03%
3 MORGAN STANLEY 48,180 4,460,000 9.81%
4 WELLS FARGO & COMPANY/MN 40,063 3,709,000 8.16%
5 HighTower Advisors, LLC 36,908 3,417,000 7.52%
6 FCA CORP /TX 25,555 2,366,000 5.21%
7 CREDIT SUISSE AG/ 25,246 2,337,000 5.14%
8 PNC FINANCIAL SERVICES GROUP, INC. 20,411 1,890,000 4.16%
9 PARSONS CAPITAL MANAGEMENT INC/RI 19,857 1,838,000 4.04%
10 Noven Financial Group, Inc. 14,648 1,356,000 2.98%
11 UBS AG 14,592 1,351,000 2.97%
12 CABOT WEALTH MANAGEMENT INC 11,345 1,050,000 2.31%
13 FIRST TRUST ADVISORS LP 10,694 990,000 2.18%
14 AMERICAN INTERNATIONAL GROUP, INC. 7,251 671,240 1.48%
15 Madden Advisory Services, Inc. 6,263 580,000 1.28%
16 Commonwealth Equity Services, Inc 6,124 567,000 1.25%
17 NATIONAL PLANNING CORP 5,500 515,000 1.13%
18 LPL Financial LLC 4,481 415,000 0.91%
19 Concert Wealth Management Inc. 4,324 393,000 0.86%
20 Placemark Investments, Inc. 3,361 311,000 0.68%
21 ROYAL BANK OF CANADA 3,330 308,000 0.68%
22 SUNTRUST BANKS INC 3,181 294,000 0.65%
23 Virtu KCG Holdings LLC 3,143 291,000 0.64%
24 People's United Financial, Inc. 2,375 220,000 0.48%
25 BOSTON PRIVATE BANK & TRUST CO 2,078 192,000 0.42%
26 BROWN ADVISORY INC 1,900 176,000 0.39%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,892 175,000 0.39%
28 Bank of Kentucky, Inc. 1,530 142,000 0.31%
29 DEUTSCHE BANK AG\ 1,350 124,000 0.27%
30 Advisors Preferred, LLC 958 88,683 0.20%
31 B. Riley Wealth Management, Inc. 522 48,000 0.11%
32 Carroll Financial Associates, Inc. 300 28,000 0.06%
33 MSI Financial Services Inc 306 28,000 0.06%
34 WFG Advisors, LP 220 20,000 0.04%
35 AMERIPRISE FINANCIAL INC 213 20,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.