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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 36 Institutional holders with a total value of $44,158,846.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 61,260 5,853,000 13.25%
2 Country Club Trust Company, n.a. 60,557 5,786,000 13.10%
3 MORGAN STANLEY 48,365 4,620,000 10.46%
4 CREDIT SUISSE AG/ 47,288 4,518,000 10.23%
5 WELLS FARGO & COMPANY/MN 39,578 3,781,000 8.56%
6 HighTower Advisors, LLC 33,514 3,202,000 7.25%
7 FCA CORP /TX 27,082 2,587,000 5.86%
8 PNC FINANCIAL SERVICES GROUP, INC. 20,011 1,911,000 4.33%
9 PARSONS CAPITAL MANAGEMENT INC/RI 19,557 1,868,000 4.23%
10 FIRST TRUST ADVISORS LP 10,891 1,041,000 2.36%
11 Virtu KCG Holdings LLC 10,606 1,013,000 2.29%
12 CABOT WEALTH MANAGEMENT INC 10,186 973,000 2.20%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,957 951,000 2.15%
14 ROYAL BANK OF CANADA 8,444 807,000 1.83%
15 UBS AG 8,243 788,000 1.78%
16 Commonwealth Equity Services, Inc 5,865 560,000 1.27%
17 NATIONAL PLANNING CORP 5,100 487,000 1.10%
18 Madden Advisory Services, Inc. 4,903 468,000 1.06%
19 LPL Financial LLC 4,481 428,000 0.97%
20 SUNTRUST BANKS INC 4,268 407,000 0.92%
21 Concert Wealth Management Inc. 4,224 392,000 0.89%
22 Placemark Investments, Inc. 3,447 329,000 0.75%
23 L. Roy Papp & Associates, LLP 2,403 230,000 0.52%
24 JANE STREET GROUP, LLC 2,318 221,000 0.50%
25 People's United Financial, Inc. 2,275 217,000 0.49%
26 BOSTON PRIVATE BANK & TRUST CO 2,038 195,000 0.44%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,946 186,000 0.42%
28 Bank of Kentucky, Inc. 1,530 146,000 0.33%
29 B. Riley Wealth Management, Inc. 414 39,000 0.09%
30 HOWE & RUSLING INC 392 37,000 0.08%
31 Carroll Financial Associates, Inc. 300 29,000 0.07%
32 Advisors Preferred, LLC 281 26,846 0.06%
33 WFG Advisors, LP 220 21,000 0.05%
34 MSI Financial Services Inc 207 20,000 0.05%
35 AMERIPRISE FINANCIAL INC 213 20,000 0.05%
36 Creative Planning 9 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.