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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 52 Institutional holders with a total value of $257,607,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,650,403 143,333,000 55.64%
2 RAYMOND JAMES & ASSOCIATES 843,124 45,596,000 17.70%
3 MORGAN STANLEY 203,130 10,985,000 4.26%
4 BB&T SECURITIES, LLC 153,257 8,288,000 3.22%
5 BANK OF AMERICA CORP /DE/ 124,861 6,753,000 2.62%
6 WELLS FARGO & COMPANY/MN 111,435 6,026,000 2.34%
7 ENVESTNET ASSET MANAGEMENT INC 90,196 4,878,000 1.89%
8 Country Club Trust Company, n.a. 83,683 4,526,000 1.76%
9 ROYAL BANK OF CANADA 67,306 3,640,000 1.41%
10 FCA CORP /TX 49,969 2,702,000 1.05%
11 HighTower Advisors, LLC 48,792 2,638,000 1.02%
12 PNC FINANCIAL SERVICES GROUP, INC. 45,526 2,462,000 0.96%
13 PARSONS CAPITAL MANAGEMENT INC/RI 36,934 1,997,000 0.78%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,892 1,671,000 0.65%
15 UBS Group AG 30,870 1,669,000 0.65%
16 Cetera Advisors LLC 23,819 1,290,000 0.50%
17 BAROMETER CAPITAL MANAGEMENT INC. 22,700 1,228,000 0.48%
18 FIRST TRUST ADVISORS LP 21,037 1,138,000 0.44%
19 LPL Financial LLC 15,010 789,000 0.31%
20 Raymond James Financial Services Advisors, Inc. 11,854 641,000 0.25%
21 Madden Advisory Services, Inc. 9,456 511,000 0.20%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,388 454,000 0.18%
23 CITADEL ADVISORS LLC 8,377 453,000 0.18%
24 Concert Wealth Management Inc. 7,770 422,000 0.16%
25 Noven Financial Group, Inc. 6,433 348,000 0.14%
26 FDx Advisors, Inc. 5,957 322,000 0.12%
27 Cambridge Investment Research Advisors, Inc. 5,784 313,000 0.12%
28 Koshinski Asset Management, Inc. 5,694 308,000 0.12%
29 CIBC WORLD MARKET INC. 5,600 303,000 0.12%
30 Commonwealth Equity Services, Inc 5,353 290,000 0.11%
31 STIFEL FINANCIAL CORP 5,227 283,000 0.11%
32 BROWN ADVISORY INC 4,422 239,000 0.09%
33 L. Roy Papp & Associates, LLP 4,009 217,000 0.08%
34 People's United Financial, Inc. 3,950 214,000 0.08%
35 SIGNATUREFD, LLC 3,739 202,000 0.08%
36 AMERICAN INTERNATIONAL GROUP, INC. 2,782 150,000 0.06%
37 MSI Financial Services Inc 1,169 63,000 0.02%
38 HOWE & RUSLING INC 742 40,000 0.02%
39 Advisors Preferred, LLC 724 39,000 0.02%
40 Creative Planning 650 35,000 0.01%
41 THRIVENT FINANCIAL FOR LUTHERANS 500 27,000 0.01%
42 Hudock, Inc. 424 22,000 0.01%
43 Winch Advisory Services, LLC 332 18,000 0.01%
44 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 320 17,000 0.01%
45 Carroll Financial Associates, Inc. 258 13,000 0.01%
46 Advisory Services Network, LLC 205 11,000 0.00%
47 FIFTH THIRD BANCORP 184 10,000 0.00%
48 KRILOGY FINANCIAL LLC 172 9,000 0.00%
49 CITIGROUP INC 164 9,000 0.00%
50 WFG Advisors, LP 140 8,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.