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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 50 Institutional holders with a total value of $290,782,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 3,282,314 172,977,000 59.49%
2 RAYMOND JAMES & ASSOCIATES 959,839 50,584,000 17.40%
3 BB&T SECURITIES, LLC 196,403 10,350,000 3.56%
4 BANK OF AMERICA CORP /DE/ 145,103 7,647,000 2.63%
5 MORGAN STANLEY 141,032 7,432,000 2.56%
6 WELLS FARGO & COMPANY/MN 110,660 5,832,000 2.01%
7 ROYAL BANK OF CANADA 91,951 4,846,000 1.67%
8 ENVESTNET ASSET MANAGEMENT INC 84,787 4,468,000 1.54%
9 Country Club Trust Company, n.a. 81,073 4,272,000 1.47%
10 FCA CORP /TX 54,442 2,869,000 0.99%
11 HighTower Advisors, LLC 48,380 2,543,000 0.87%
12 PNC FINANCIAL SERVICES GROUP, INC. 44,713 2,357,000 0.81%
13 UBS Group AG 38,594 2,034,000 0.70%
14 PARSONS CAPITAL MANAGEMENT INC/RI 37,044 1,952,000 0.67%
15 FIRST TRUST ADVISORS LP 28,976 1,527,000 0.53%
16 Cetera Advisors LLC 24,359 1,294,000 0.45%
17 JANE STREET GROUP, LLC 22,861 1,205,000 0.41%
18 Raymond James Financial Services Advisors, Inc. 18,010 949,000 0.33%
19 LPL Financial LLC 15,296 800,000 0.28%
20 SG Americas Securities, LLC 12,700 669,000 0.23%
21 Madden Advisory Services, Inc. 8,726 459,000 0.16%
22 Concert Wealth Management Inc. 7,370 392,000 0.13%
23 Cambridge Investment Research Advisors, Inc. 6,900 364,000 0.13%
24 FDx Advisors, Inc. 6,543 345,000 0.12%
25 Koshinski Asset Management, Inc. 6,261 330,000 0.11%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,695 300,000 0.10%
27 CIBC WORLD MARKET INC. 5,600 295,000 0.10%
28 SIGNATUREFD, LLC 5,318 280,000 0.10%
29 Commonwealth Equity Services, Inc 5,087 268,000 0.09%
30 BROWN ADVISORY INC 4,526 239,000 0.08%
31 STIFEL FINANCIAL CORP 4,240 223,000 0.08%
32 People's United Financial, Inc. 3,750 198,000 0.07%
33 AMERICAN INTERNATIONAL GROUP, INC. 2,365 125,000 0.04%
34 MSI Financial Services Inc 1,297 68,000 0.02%
35 HOWE & RUSLING INC 742 39,000 0.01%
36 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 707 37,000 0.01%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 639 34,000 0.01%
38 Hudock, Inc. 614 32,000 0.01%
39 BANK OF MONTREAL /CAN/ 450 24,000 0.01%
40 KELMAN-LAZAROV, INC. 400 21,000 0.01%
41 Creative Planning 334 18,000 0.01%
42 THRIVENT FINANCIAL FOR LUTHERANS 343 18,000 0.01%
43 Winch Advisory Services, LLC 332 17,000 0.01%
44 Carroll Financial Associates, Inc. 258 13,000 0.00%
45 Advisory Services Network, LLC 205 11,000 0.00%
46 KRILOGY FINANCIAL LLC 172 9,000 0.00%
47 WFG Advisors, LP 140 7,000 0.00%
48 IFP ADVISORS, INC 138 7,000 0.00%
49 US BANCORP \DE\ 30 2,000 0.00%
50 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.