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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 42 Institutional holders with a total value of $227,217,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,650,585 131,389,000 57.83%
2 RAYMOND JAMES & ASSOCIATES 818,719 40,584,000 17.86%
3 MORGAN STANLEY 163,985 8,129,000 3.58%
4 BB&T SECURITIES, LLC 147,199 7,296,000 3.21%
5 BANK OF AMERICA CORP /DE/ 122,683 6,081,000 2.68%
6 Country Club Trust Company, n.a. 86,529 4,289,000 1.89%
7 ENVESTNET ASSET MANAGEMENT INC 84,988 4,213,000 1.85%
8 WELLS FARGO & COMPANY/MN 84,888 4,208,000 1.85%
9 ROYAL BANK OF CANADA 58,506 2,900,000 1.28%
10 FCA CORP /TX 50,893 2,523,000 1.11%
11 PNC FINANCIAL SERVICES GROUP, INC. 45,956 2,277,000 1.00%
12 HighTower Advisors, LLC 41,910 2,078,000 0.91%
13 PARSONS CAPITAL MANAGEMENT INC/RI 37,094 1,839,000 0.81%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,113 1,641,000 0.72%
15 UBS Group AG 28,006 1,388,000 0.61%
16 FIRST TRUST ADVISORS LP 21,360 1,059,000 0.47%
17 Cetera Advisors LLC 17,464 845,000 0.37%
18 Raymond James Financial Services Advisors, Inc. 11,571 574,000 0.25%
19 Koshinski Asset Management, Inc. 5,498 553,000 0.24%
20 Madden Advisory Services, Inc. 9,456 468,000 0.21%
21 LPL Financial LLC 7,530 390,000 0.17%
22 Concert Wealth Management Inc. 7,770 385,000 0.17%
23 Commonwealth Equity Services, Inc 5,790 287,000 0.13%
24 Cambridge Investment Research Advisors, Inc. 5,778 286,000 0.13%
25 CIBC WORLD MARKET INC. 5,600 278,000 0.12%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,337 265,000 0.12%
27 L. Roy Papp & Associates, LLP 4,809 238,000 0.10%
28 People's United Financial, Inc. 4,150 206,000 0.09%
29 SIGNATUREFD, LLC 3,720 184,000 0.08%
30 AMERICAN INTERNATIONAL GROUP, INC. 3,424 170,000 0.07%
31 HOWE & RUSLING INC 784 39,000 0.02%
32 CITIGROUP INC 792 39,000 0.02%
33 THRIVENT FINANCIAL FOR LUTHERANS 500 26,000 0.01%
34 Hudock, Inc. 424 21,000 0.01%
35 Creative Planning 300 15,000 0.01%
36 Carroll Financial Associates, Inc. 258 13,000 0.01%
37 MSI Financial Services Inc 209 10,000 0.00%
38 KRILOGY FINANCIAL LLC 172 9,000 0.00%
39 Advisors Preferred, LLC 170 8,000 0.00%
40 Advisory Services Network, LLC 142 7,000 0.00%
41 WFG Advisors, LP 140 7,000 0.00%
42 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.