Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 43 Institutional holders with a total value of $224,336,907.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 1,266,076 127,443,000 56.81%
2 RAYMOND JAMES & ASSOCIATES 374,402 37,687,000 16.80%
3 MORGAN STANLEY 80,766 8,130,000 3.62%
4 BB&T SECURITIES, LLC 65,861 6,629,000 2.95%
5 BANK OF AMERICA CORP /DE/ 55,709 5,607,000 2.50%
6 Country Club Trust Company, n.a. 43,668 4,396,000 1.96%
7 WELLS FARGO & COMPANY/MN 42,649 4,293,000 1.91%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,125 4,240,000 1.89%
9 ENVESTNET ASSET MANAGEMENT INC 37,946 3,820,000 1.70%
10 HighTower Advisors, LLC 37,020 3,726,000 1.66%
11 FCA CORP /TX 25,843 2,601,000 1.16%
12 PNC FINANCIAL SERVICES GROUP, INC. 23,713 2,388,000 1.06%
13 ROYAL BANK OF CANADA 23,332 2,348,000 1.05%
14 JANE STREET GROUP, LLC 19,421 1,955,000 0.87%
15 PARSONS CAPITAL MANAGEMENT INC/RI 18,142 1,826,000 0.81%
16 UBS Group AG 11,641 1,172,000 0.52%
17 FIRST TRUST ADVISORS LP 10,889 1,096,000 0.49%
18 Cetera Advisors LLC 8,682 895,000 0.40%
19 Commonwealth Equity Services, Inc 5,054 509,000 0.23%
20 Madden Advisory Services, Inc. 4,728 475,000 0.21%
21 MANAGED ACCOUNT ADVISORS LLC 4,215 424,000 0.19%
22 Concert Wealth Management Inc. 3,885 391,000 0.17%
23 LPL Financial LLC 3,531 354,000 0.16%
24 Koshinski Asset Management, Inc. 3,411 343,000 0.15%
25 CIBC WORLD MARKET INC. 2,800 282,000 0.13%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,663 268,000 0.12%
27 L. Roy Papp & Associates, LLP 2,404 242,000 0.11%
28 People's United Financial, Inc. 2,075 209,000 0.09%
29 SIGNATUREFD, LLC 1,860 187,000 0.08%
30 AMERICAN INTERNATIONAL GROUP, INC. 1,678 168,907 0.08%
31 B. Riley Wealth Management, Inc. 414 41,000 0.02%
32 HOWE & RUSLING INC 392 39,000 0.02%
33 TRUIST FINANCIAL CORP 335 34,000 0.02%
34 THRIVENT FINANCIAL FOR LUTHERANS 250 25,000 0.01%
35 Hudock, Inc. 193 19,000 0.01%
36 CITIGROUP INC 148 15,000 0.01%
37 Carroll Financial Associates, Inc. 129 13,000 0.01%
38 FIFTH THIRD BANCORP 107 11,000 0.00%
39 MSI Financial Services Inc 104 11,000 0.00%
40 Tower Research Capital LLC (TRC) 100 10,000 0.00%
41 WFG Advisors, LP 70 7,000 0.00%
42 Advisory Services Network, LLC 71 7,000 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.