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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 38 Institutional holders with a total value of $45,957,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Country Club Trust Company, n.a. 57,633 5,593,000 12.17%
2 BANK OF AMERICA CORP /DE/ 57,010 5,532,000 12.04%
3 CREDIT SUISSE AG/ 56,899 5,521,000 12.01%
4 MORGAN STANLEY 49,109 4,765,000 10.37%
5 WELLS FARGO & COMPANY/MN 40,001 3,882,000 8.45%
6 HighTower Advisors, LLC 30,508 2,960,000 6.44%
7 FCA CORP /TX 26,948 2,615,000 5.69%
8 PNC FINANCIAL SERVICES GROUP, INC. 22,903 2,222,000 4.83%
9 PARSONS CAPITAL MANAGEMENT INC/RI 19,557 1,898,000 4.13%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,201 1,572,000 3.42%
11 FIRST TRUST ADVISORS LP 11,120 1,079,000 2.35%
12 Virtu KCG Holdings LLC 8,977 871,000 1.90%
13 CABOT WEALTH MANAGEMENT INC 8,254 801,000 1.74%
14 UBS AG 7,627 740,000 1.61%
15 ROYAL BANK OF CANADA 7,309 709,000 1.54%
16 JANE STREET GROUP, LLC 6,610 641,000 1.39%
17 Commonwealth Equity Services, Inc 5,612 544,000 1.18%
18 SUNTRUST BANKS INC 5,449 528,000 1.15%
19 NATIONAL PLANNING CORP 5,100 490,000 1.07%
20 Madden Advisory Services, Inc. 4,903 476,000 1.04%
21 LPL Financial LLC 4,510 429,000 0.93%
22 Concert Wealth Management Inc. 4,124 402,000 0.87%
23 Placemark Investments, Inc. 3,578 348,000 0.76%
24 L. Roy Papp & Associates, LLP 2,404 233,000 0.51%
25 People's United Financial, Inc. 2,275 221,000 0.48%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,099 204,000 0.44%
27 BOSTON PRIVATE BANK & TRUST CO 1,923 187,000 0.41%
28 DEUTSCHE BANK AG\ 1,300 126,000 0.27%
29 Bank of Kentucky, Inc. 930 90,000 0.20%
30 THRIVENT FINANCIAL FOR LUTHERANS 707 68,000 0.15%
31 Private Advisor Group, LLC 500 49,000 0.11%
32 B. Riley Wealth Management, Inc. 414 40,000 0.09%
33 HOWE & RUSLING INC 392 38,000 0.08%
34 AMERIPRISE FINANCIAL INC 296 29,000 0.06%
35 WFG Advisors, LP 220 21,000 0.05%
36 MSI Financial Services Inc 207 20,000 0.04%
37 Carroll Financial Associates, Inc. 129 12,000 0.03%
38 Creative Planning 9 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.