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ESSA Pharma
ESSA Pharma. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 12 Institutional holders with a total value of $30,453,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EVENTIDE ASSET MANAGEMENT, LLC 2,719,410 6,828,000 22.42%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 2,121,601 5,834,000 19.16%
3 Clarus Ventures, LLC 2,121,212 5,833,000 19.15%
4 AWM Investment Company, Inc. 1,696,968 4,785,000 15.71%
5 Omega Fund Management, LLC 1,696,969 4,667,000 15.33%
6 ACUTA CAPITAL PARTNERS, LLC 586,700 1,678,000 5.51%
7 DAFNA Capital Management LLC 195,496 733,000 2.41%
8 BOXER CAPITAL, LLC 28,100 74,000 0.24%
9 ROYAL BANK OF CANADA 4,200 12,000 0.04%
10 Tower Research Capital LLC (TRC) 1,781 5,000 0.02%
11 BANK OF MONTREAL /CAN/ 1,000 4,000 0.01%
12 Evercore Wealth Management, LLC 5,670 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.