| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEERFIELD MANAGEMENT COMPANY, L.P. | 1,859,282 | 11,580,000 | 43.80% | ||
| 2 | Omega Fund Management, LLC | 1,090,909 | 6,884,000 | 26.04% | ||
| 3 | AWM Investment Company, Inc. | 727,272 | 4,552,000 | 17.22% | ||
| 4 | ACUTA CAPITAL PARTNERS, LLC | 288,400 | 1,797,000 | 6.80% | ||
| 5 | DAFNA Capital Management LLC | 228,500 | 1,424,000 | 5.39% | ||
| 6 | ACADIAN ASSET MANAGEMENT LLC | 17,900 | 113,000 | 0.43% | ||
| 7 | MORGAN STANLEY | 12,500 | 72,000 | 0.27% | ||
| 8 | BANK OF MONTREAL /CAN/ | 1,000 | 8,000 | 0.03% | ||
| 9 | Tower Research Capital LLC (TRC) | 800 | 5,000 | 0.02% | ||
| 10 | ROYAL BANK OF CANADA | 200 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
