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ESSA Pharma
ESSA Pharma. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 14 Institutional holders with a total value of $36,468,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEERFIELD MANAGEMENT COMPANY, L.P. 2,587,215 8,408,000 23.06%
2 EVENTIDE ASSET MANAGEMENT, LLC 2,719,410 7,826,000 21.46%
3 Clarus Ventures, LLC 2,121,212 6,894,000 18.90%
4 Omega Fund Management, LLC 1,696,969 5,515,000 15.12%
5 AWM Investment Company, Inc. 1,696,968 5,515,000 15.12%
6 ACUTA CAPITAL PARTNERS, LLC 467,333 1,524,000 4.18%
7 DAFNA Capital Management LLC 202,496 662,000 1.82%
8 BOXER CAPITAL, LLC 28,100 91,000 0.25%
9 ROYAL BANK OF CANADA 4,200 14,000 0.04%
10 MORGAN STANLEY 3,658 12,000 0.03%
11 Tower Research Capital LLC (TRC) 1,381 4,000 0.01%
12 BANK OF MONTREAL /CAN/ 1,000 3,000 0.01%
13 Evercore Wealth Management, LLC 5,670 0 0.00%
14 TORONTO DOMINION BANK 80 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.