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ESSA Pharma
ESSA Pharma. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 12 Institutional holders with a total value of $19,234,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEERFIELD MANAGEMENT COMPANY, L.P. 1,859,282 8,499,000 44.19%
2 Omega Fund Management, LLC 1,090,909 4,636,000 24.10%
3 AWM Investment Company, Inc. 727,272 3,340,000 17.37%
4 ACUTA CAPITAL PARTNERS, LLC 322,500 1,479,000 7.69%
5 DAFNA Capital Management LLC 228,500 1,045,000 5.43%
6 BOXER CAPITAL, LLC 28,100 119,000 0.62%
7 ROYAL BANK OF CANADA 15,260 65,000 0.34%
8 ACADIAN ASSET MANAGEMENT LLC 5,100 23,000 0.12%
9 MORGAN STANLEY 3,664 15,000 0.08%
10 Tower Research Capital LLC (TRC) 800 5,000 0.03%
11 BANK OF MONTREAL /CAN/ 1,000 4,000 0.02%
12 UBS Group AG 1,046 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.