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ESSA Pharma
ESSA Pharma. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 10 Institutional holders with a total value of $23,628,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EVENTIDE ASSET MANAGEMENT, LLC 2,719,410 5,265,000 22.28%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 2,121,601 4,646,000 19.66%
3 Clarus Ventures, LLC 2,121,212 4,645,000 19.66%
4 Omega Fund Management, LLC 1,696,969 3,716,000 15.73%
5 AWM Investment Company, Inc. 1,696,968 3,716,000 15.73%
6 ACUTA CAPITAL PARTNERS, LLC 605,300 1,330,000 5.63%
7 DAFNA Capital Management LLC 98,046 289,000 1.22%
8 ROYAL BANK OF CANADA 6,200 14,000 0.06%
9 Tower Research Capital LLC (TRC) 2,199 5,000 0.02%
10 BANK OF MONTREAL /CAN/ 1,000 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.