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STRATEGIC GLOBAL INCOME FD COM
STRATEGIC GLOBAL INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 32 Institutional holders with a total value of $32,783,709.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 791,322 7,288,000 22.23%
2 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 534,178 4,920,000 15.01%
3 Saba Capital Management, L.P. 372,923 3,435,000 10.48%
4 Invesco Ltd. 321,902 2,964,000 9.04%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 321,433 2,960,000 9.03%
6 MORGAN STANLEY 310,058 2,855,000 8.71%
7 Karpus Management, Inc. 170,930 1,574,000 4.80%
8 GUGGENHEIM CAPITAL LLC 154,860 1,427,000 4.35%
9 ROYAL BANK OF CANADA 114,244 1,052,000 3.21%
10 Ancora Advisors LLC 103,500 953,000 2.91%
11 MERIDIAN INVESTMENT COUNSEL INC. 84,671 780,000 2.38%
12 RAYMOND JAMES & ASSOCIATES 52,755 486,000 1.48%
13 GEODE CAPITAL MANAGEMENT, LLC 47,106 433,000 1.32% PRN
14 OPPENHEIMER & CO INC 29,630 272,000 0.83%
15 Shaker Financial Services, LLC 21,336 197,000 0.60%
16 LPL Financial LLC 19,793 182,000 0.56%
17 HOLLENCREST CAPITAL MANAGEMENT 19,407 179,000 0.55%
18 BANK OF AMERICA CORP /DE/ 17,450 161,000 0.49%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,509 115,000 0.35%
20 Cetera Advisor Networks LLC 11,494 106,000 0.32%
21 WOLVERINE ASSET MANAGEMENT LLC 10,548 97,000 0.30%
22 First Horizon Advisors, Inc. 6,038 56,000 0.17%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,750 53,000 0.16%
24 MUFG Americas Holdings Corp 5,300 49,000 0.15%
25 PNC FINANCIAL SERVICES GROUP, INC. 5,000 46,000 0.14%
26 WFG Advisors, LP 3,741 34,000 0.10%
27 UBS AG 3,451 32,000 0.10%
28 MSI Financial Services Inc 2,600 24,000 0.07%
29 BANK OF MONTREAL /CAN/ 2,000 18,000 0.05%
30 MUFG Securities EMEA plc 1,900 17,499 0.05%
31 AMERICAN INTERNATIONAL GROUP, INC. 1,000 9,210 0.03%
32 KANALY TRUST CO 1,000 9,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.