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STRATEGIC GLOBAL INCOME FD COM
STRATEGIC GLOBAL INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 30 Institutional holders with a total value of $34,303,115.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 790,944 7,395,000 21.56%
2 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 543,343 5,080,000 14.81%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 485,939 4,544,000 13.25%
4 MORGAN STANLEY 387,561 3,624,000 10.56%
5 Saba Capital Management, L.P. 374,173 3,499,000 10.20%
6 Invesco Ltd. 268,233 2,508,000 7.31%
7 GUGGENHEIM CAPITAL LLC 156,855 1,467,000 4.28%
8 ROYAL BANK OF CANADA 115,747 1,082,000 3.15%
9 Ancora Advisors LLC 103,500 968,000 2.82%
10 MERIDIAN INVESTMENT COUNSEL INC. 84,393 789,000 2.30%
11 DOLIVER ADVISORS, LP 83,590 782,000 2.28%
12 RAYMOND JAMES & ASSOCIATES 54,644 511,000 1.49%
13 Shaker Financial Services, LLC 45,636 427,000 1.24%
14 GEODE CAPITAL MANAGEMENT, LLC 32,832 306,000 0.89% PRN
15 LPL Financial LLC 22,897 214,000 0.62%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 18,488 173,000 0.50%
17 BANK OF AMERICA CORP /DE/ 17,450 163,000 0.48%
18 TFS CAPITAL LLC 16,888 158,000 0.46%
19 WOLVERINE ASSET MANAGEMENT LLC 16,462 153,000 0.45%
20 HOLLENCREST CAPITAL MANAGEMENT 15,500 145,000 0.42%
21 First Horizon Advisors, Inc. 6,038 56,000 0.16%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,750 54,000 0.16%
23 MUFG Americas Holdings Corp 5,300 50,000 0.15%
24 PNC FINANCIAL SERVICES GROUP, INC. 5,000 46,000 0.13%
25 UBS AG 3,284 30,000 0.09%
26 MSI Financial Services Inc 2,600 24,000 0.07%
27 BANK OF MONTREAL /CAN/ 2,000 19,000 0.06%
28 MUFG Securities EMEA plc 1,900 17,765 0.05%
29 AMERICAN INTERNATIONAL GROUP, INC. 1,000 9,350 0.03%
30 KANALY TRUST CO 1,000 9,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.